Enforcement record

Issuance of Warning Letter disclosure naming インベックスマネジメント（INVEX MANAGEMENT） 代表者 A

インベックスマネジメント（INVEX MANAGEMENT） 代表者 A (Financial Instruments and Exchange Act)

This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.

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Financial Instruments and Exchange ActFinancial Services Agency and Local Finance BureausGovernment disclosure1 January 2015

Action type

Issuance of Warning Letter

Law

Financial Instruments and Exchange Act

Authority

Financial Services Agency and Local Finance Bureaus

Action date

1 January 2015

Current page: Enforcement record

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Public-source and preservation status

Publishing authority
Financial Services Agency and Local Finance Bureaus
Official source URL
Recorded by RegBase
Entity match
Not confirmed; shown under the published name
Kiroku preservation
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Captured: May 16, 2026, 03:30 AM JST

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Action summary

Company
インベックスマネジメント（INVEX MANAGEMENT） 代表者 AJapanese only
Original: インベックスマネジメント（INVEX MANAGEMENT） 代表者 A
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
Issuance of Warning Letter
警告書発出
Action date
1 January 2015
Issuing authority
Financial Services Agency and Local Finance Bureaus
金融庁・財務局
Industry context
無登録金融商品取引業者（国内）

Violation

Machine-translated summary — verify against original

The entity engaged in soliciting funds (including FX) through the internet and claimed to be a Type 1 Financial Instruments Business, investment advisory, agency, and investment management business. Their website displayed a PDF titled [Financial Instruments Business Registration List] using the Financial Services Agency's logo, and falsely claimed registration numbers such as [Kanto Local Finance Bureau Director (Financial Instruments Business) No. 305]. They also published a [Policy on Solicitation for Financial Product Sales].

Show original Japanese text

インターネットを通じて、ファンド（FX等）の募集又は私募の取扱いを行っていたほか、第一種金融商品取引業、投資助言・代理業及び投資運用業を行う旨表示していたもの。 当該業者のウェブサイトにおいて、金融庁のロゴマークを使用した「金融商品取引業者登録一覧」と題するPDFファイルを掲載し、関東財務局の登録番号である「関東財務局長（金商）第305号」等を騙っていた。このほか、「金融商品の販売等に係る勧誘方針」を掲載している。

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

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Language

日本語版を見る (Japanese)

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.