Possible 警告書発出 against インベックスマネジメント(INVEX MANAGEMENT) 代表者 A
For developers: integration details
You do not need this for normal browsing. Use it when integrating this enforcement record into an internal tool or AI workflow.
/api/v1/enforcements?company=%E3%82%A4%E3%83%B3%E3%83%99%E3%83%83%E3%82%AF%E3%82%B9%E3%83%9E%E3%83%8D%E3%82%B8%E3%83%A1%E3%83%B3%E3%83%88%EF%BC%88INVEX%20MANAGEMENT%EF%BC%89%20%E4%BB%A3%E8%A1%A8%E8%80%85%20A&limit=10Action summary
- Company
- インベックスマネジメント(INVEX MANAGEMENT) 代表者 AJapanese originalOriginal: インベックスマネジメント(INVEX MANAGEMENT) 代表者 A
- Entity match
- Possible entity match60/100Machine extractedCompany name extracted from the Japanese public disclosure
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- 警告書発出警告書発出
- Action date
- 1 January 2015
- Issuing authority
- 金融庁・財務局金融庁・財務局
Violation
Show original Japanese text
インターネットを通じて、ファンド(FX等)の募集又は私募の取扱いを行っていたほか、第一種金融商品取引業、投資助言・代理業及び投資運用業を行う旨表示していたもの。 当該業者のウェブサイトにおいて、金融庁のロゴマークを使用した「金融商品取引業者登録一覧」と題するPDFファイルを掲載し、関東財務局の登録番号である「関東財務局長(金商)第305号」等を騙っていた。このほか、「金融商品の販売等に係る勧誘方針」を掲載している。
Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the original Japanese source and determine relevance to your counterparty-risk workflow.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-05-14T21:13:26.086+00:00
- Evidence checked
- Not recorded
- Archive captured
- Not archived
Show audit JSON
{
"record": {
"id": "292cbcb0-d0eb-4117-a111-e428a6f12c4d",
"url": "https://regbase.jp/en/enforcement/kinshoho-inbetukusumanezimentoinvexmanagementdai-biao-zhe-a-20150101",
"company_name_original": "インベックスマネジメント(INVEX MANAGEMENT) 代表者 A",
"company_name_registry": "インベックスマネジメント(INVEX MANAGEMENT) 代表者 A",
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "警告書発出",
"en": "警告書発出"
},
"authority": {
"ja": "金融庁・財務局",
"en": "金融庁・財務局"
}
},
"entity_match": {
"status": "possible",
"confidence": 60,
"method": "extracted_japanese_name",
"method_label": "Company name extracted from the Japanese public disclosure",
"notes": null
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Context needed",
"actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
"practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-inbetukusumanezimentoinvexmanagementdai-biao-zhe-a-20150101",
"officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
"archiveUrl": null,
"archiveCapturedAt": null,
"extractedAt": "2026-05-14T21:13:26.086+00:00",
"translatedAt": null,
"evidenceCheckedAt": null,
"generatedAt": "2026-05-21T04:27:44.213Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)Company info
- English name
- インベックスマネジメント(INVEX MANAGEMENT) 代表者 A Japanese original
- Japanese name
- インベックスマネジメント(INVEX MANAGEMENT) 代表者 A
About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.