Possible 警告書発出 against ICHiGU株式会社 代表取締役 五十嵐大輔
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/api/v1/enforcements?company=ICHiGU%E6%A0%AA%E5%BC%8F%E4%BC%9A%E7%A4%BE%20%E4%BB%A3%E8%A1%A8%E5%8F%96%E7%B7%A0%E5%BD%B9%20%E4%BA%94%E5%8D%81%E5%B5%90%E5%A4%A7%E8%BC%94&limit=10Action summary
- Company
- ICHiGU株式会社 代表取締役 五十嵐大輔Japanese onlyOriginal: ICHiGU株式会社 代表取締役 五十嵐大輔
- Entity match
- Possible entity match60/100Machine extractedCompany name extracted from the Japanese public disclosure
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- 警告書発出警告書発出
- Action date
- 1 May 2026
- Issuing authority
- 金融庁・財務局金融庁・財務局
Violation
Show original Japanese text
グローバルブリッジファンド合同会社(以下「発行体」とする。)が発行する少人数私募債「ミュゼマーケティングファンドシリーズ」と称する有価証券の募集又は私募の取扱いを行っていたもの 当該業者は、当時の認識として、コンサルティング業務の一環として当該商品が存在する旨の「事実情報の提供」を行ったのみである旨を述べていた。 但し、実態は利率・債券発行の有無などの商品内容等、申込手順や期日などの取得申込手続に関する説明を行い、発行体から間接的に当該商品の契約成立と連動して支払われる報酬を得ていた。 また、発行体は、自社以外の者が行う当該商品の勧誘に際し、個別の投資家に対してどのような説明がなされていたのかを網羅的に確認できていない旨を述べている。
Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the original Japanese source and determine relevance to your counterparty-risk workflow.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-05-15T15:25:41.572+00:00
- Evidence checked
- Not recorded
- Archive captured
- Not archived
Show audit JSON
{
"record": {
"id": "f9871f90-ecc8-410b-8e0b-d28e9e05071b",
"url": "https://regbase.jp/en/enforcement/kinshoho-ichigudai-biao-qu-di-yi-wu-shi-lan-da-fu-20260501",
"company_name_original": "ICHiGU株式会社 代表取締役 五十嵐大輔",
"company_name_registry": "ICHiGU株式会社 代表取締役 五十嵐大輔",
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "警告書発出",
"en": "警告書発出"
},
"authority": {
"ja": "金融庁・財務局",
"en": "金融庁・財務局"
}
},
"entity_match": {
"status": "possible",
"confidence": 60,
"method": "extracted_japanese_name",
"method_label": "Company name extracted from the Japanese public disclosure",
"notes": null
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Context needed",
"actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
"practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-ichigudai-biao-qu-di-yi-wu-shi-lan-da-fu-20260501",
"officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
"archiveUrl": null,
"archiveCapturedAt": null,
"extractedAt": "2026-05-15T15:25:41.572+00:00",
"translatedAt": null,
"evidenceCheckedAt": null,
"generatedAt": "2026-05-15T17:04:45.877Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)Company info
- English name
- ICHiGU株式会社 代表取締役 五十嵐大輔 Japanese only
- Japanese name
- ICHiGU株式会社 代表取締役 五十嵐大輔
About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.