Enforcement record

Issuance of Warning Letter disclosure naming HITACHI IDI Holding株式会社 代表取締役 A

HITACHI IDI Holding株式会社 代表取締役 A (Financial Instruments and Exchange Act)

This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.

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Financial Instruments and Exchange ActFinancial Services Agency and Local Finance BureausGovernment disclosure1 July 2015

Action type

Issuance of Warning Letter

Law

Financial Instruments and Exchange Act

Authority

Financial Services Agency and Local Finance Bureaus

Action date

1 July 2015

Current page: Enforcement record

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Public-source and preservation status

Publishing authority
Financial Services Agency and Local Finance Bureaus
Official source URL
Recorded by RegBase
Entity match
Not confirmed; shown under the published name
Kiroku preservation
Saved content requires review
Captured: May 16, 2026, 03:30 AM JST

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Action summary

Company
HITACHI IDI Holding株式会社 代表取締役 AJapanese only
Original: HITACHI IDI Holding株式会社 代表取締役 A
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
Issuance of Warning Letter
警告書発出
Action date
1 July 2015
Issuing authority
Financial Services Agency and Local Finance Bureaus
金融庁・財務局
Industry context
無登録金融商品取引業者（国内）

Violation

Machine-translated summary — verify against original

The entity displayed and sent solicitation materials indicating they conduct financial instruments business, including Type II Financial Instruments Business, Investment Advisory and Agency Business, and Qualified Institutional Investor Special Business. They sent solicitation materials titled 'Performance Distribution Fixed Yield Foreign Exchange Operation' and provided information about the 'Capital Loss Compensation System' as a scheme to cover losses with compensation funds.

Show original Japanese text

勧誘資料等に金融商品取引業（第二種金融商品取引業、投資助言・代理業、適格機関投資家等特例業務）を行う旨を表示し送付したもの。 当該業者から「実績分配確定利回り型外国為替運用」と題する勧誘資料が送付され、万が一投資資金が欠損した場合、補填金で埋め合わせる制度として「出資元金欠損金補填制度」の説明を受けたとの情報が寄せられている。

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

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Language

日本語版を見る (Japanese)

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.