Recommendation against 株式会社エスコンアセットマネジメント

株式会社エスコンアセットマネジメント (Financial Instruments and Exchange Act)

Financial Instruments and Exchange ActSecurities and Exchange Surveillance CommissionConfirmed entity match17 June 2022

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Action summary

Company: 株式会社エスコンアセットマネジメントJapanese original
Original: 株式会社エスコンアセットマネジメント
Corporate Number: 2010001162142
Entity match: Confirmed entity match95/100Machine extracted
Normalized Japanese name matched to a company profile with Corporate Number
Matched by normalized Japanese company name to an enriched company profile with a Corporate Number.
Governing law: Financial Instruments and Exchange Act
金融商品取引法
Action type: Recommendation
勧告
Action date: 17 June 2022
Issuing authority: Securities and Exchange Surveillance Commission
証券取引等監視委員会

Violation

Machine-translated summary — verify against original

When the company had the parent company or related parties acquire real estate for the investment corporation, it requested a third-party real estate appraisal company to appraise the property intended for acquisition, and set the acquisition price based on the appraisal value. However, the company prioritized the parent company's desired sale prices over the appraisal evaluations for three properties where the appraisal estimates, whether interim reports or approximate figures, did not meet the parent company's desired sale prices. The company conveyed the parent company's desired sale prices to the appraisal company and requested the appraisal to be adjusted upward so that the appraisal value would exceed the sale price, thereby influencing the appraisal to favor the parent company's interests.

Show original Japanese text

当社は、親会社等の利害関係者が保有する不動産を本投資法人に取得させる際には、第三者である不動産鑑定業者に対して、取得させようとする不動産の鑑定評価を依頼し、算定された鑑定評価額を上限として当該不動産の取得価格を決定している。しかしながら、当社は、不動産鑑定業者から提示された鑑定評価額に係る中間報告又は概算額が親会社の売却希望価格に満たなかった３物件の不動産について、親会社の売却希望価格を優先し、親会社の売却希望価格を伝達するなどしたうえで、鑑定評価額が当該売却希望価格を上回るものとなるよう、算定を依頼した不動産鑑定業者に対し、鑑定評価額を引き上げるための働きかけを行っていた。

Compliance context

Medium

A regulator issued a recommendation or formal request for corrective action.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the facts and follow-up status. This is usually less severe than a suspension or revocation, but still a public enforcement signal.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original Securities and Exchange Surveillance Commission announcement (Japanese)Archived source snapshot

Extracted at: 2026-04-24T23:25:48.68+00:00
Evidence checked: 2026-04-24T23:25:48.68+00:00
Archive captured: 2026-04-05T12:31:05.115+00:00

Show audit JSON

{
  "record": {
    "id": "021fd2d3-caf0-4ebd-9b64-10bd4254bb78",
    "url": "https://regbase.jp/en/enforcement/kinshoho-esukonasetutomanezimento-20220617",
    "company_name_original": "株式会社エスコンアセットマネジメント",
    "company_name_registry": "株式会社エスコンアセットマネジメント",
    "corporate_number": "2010001162142",
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "勧告",
      "en": "Recommendation"
    },
    "authority": {
      "ja": "証券取引等監視委員会",
      "en": "Securities and Exchange Surveillance Commission"
    }
  },
  "entity_match": {
    "status": "confirmed",
    "confidence": 95,
    "method": "normalized_name_with_corporate_number",
    "method_label": "Normalized Japanese name matched to a company profile with Corporate Number",
    "notes": "Matched by normalized Japanese company name to an enriched company profile with a Corporate Number."
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Medium",
    "actionMeaning": "A regulator issued a recommendation or formal request for corrective action.",
    "practicalNote": "Review the facts and follow-up status. This is usually less severe than a suspension or revocation, but still a public enforcement signal.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-esukonasetutomanezimento-20220617",
    "officialSourceUrl": "https://www.fsa.go.jp/sesc/news/c_2022/2022/20220617-4.html",
    "archiveUrl": "https://kiroku.today/view/f3ea179f09lqpr3i",
    "archiveCapturedAt": "2026-04-05T12:31:05.115+00:00",
    "extractedAt": "2026-04-24T23:25:48.68+00:00",
    "translatedAt": "2026-05-01T06:43:20.935+00:00",
    "evidenceCheckedAt": "2026-04-24T23:25:48.68+00:00",
    "generatedAt": "2026-05-21T00:35:35.019Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Language

日本語版を見る (Japanese)

Company info

English name: 株式会社エスコンアセットマネジメント Japanese original
Japanese name: 株式会社エスコンアセットマネジメント
Corporate Number: 2010001162142
Registered address: 東京都港区虎ノ門２丁目１０番４号オークラプレステージタワー２０階

See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.