Enforcement record
Recommendation disclosure naming 株式会社エスコンアセットマネジメント
This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.
Action type
Recommendation
Law
Financial Instruments and Exchange Act
Authority
Securities and Exchange Surveillance Commission
Action date
17 June 2022
RegBase evidence report
Japanese public-record enforcement check
Saveable record of the published action, regulator source, source status, and review notes for internal compliance files.
- Report ID
- RB-EN-ENFORCEMENT-KINSHOHO-ESUKONAS-202608182253
- Generated at
- 19 August 2026 at 07:53
- Record URL
- https://regbase.jp/en/enforcement/kinshoho-esukonasetutomanezimento-20220617
1. Review Summary
| Disclosure name | 株式会社エスコンアセットマネジメント | Corporate Number | Not stated in the disclosure |
|---|---|---|---|
| Enforcement record | 1 record | Other confirmed records for this company | Outside this report's scope |
| Action date | 17 June 2022 | Authority | Securities and Exchange Surveillance Commission |
| Law | Financial Instruments and Exchange Act | Action type | Recommendation |
| Source status | Preserved public-source archive recorded | ||
This report summarizes public Japanese government disclosure data held by RegBase. It is not a credit score, sanctions conclusion, legal opinion, or adverse-media determination. Confirm important decisions against the linked official Japanese source.
2. Published Information
| Published name | 株式会社エスコンアセットマネジメント |
|---|
3. Enforcement Record
| Target name in disclosure | 株式会社エスコンアセットマネジメント |
|---|---|
| Authority | Securities and Exchange Surveillance Commission (証券取引等監視委員会) |
| Law / action type | Financial Instruments and Exchange Act / Recommendation |
| Action / announcement date | Action: 17 June 2022 / Announcement: 12 March 2026 |
| English summary | When the company had the parent company or related parties acquire real estate for the investment corporation, it requested a third-party real estate appraisal company to appraise the property intended for acquisition, and set the acquisition price based on the appraisal value. However, the company prioritized the parent company's desired sale prices over the appraisal evaluations for three properties where the appraisal estimates, whether interim reports or approximate figures, did not meet the parent company's desired sale prices. The company conveyed the parent company's desired sale prices to the appraisal company and requested the appraisal to be adjusted upward so that the appraisal value would exceed the sale price, thereby influencing the appraisal to favor the parent company's interests. |
| Original Japanese text | 当社は、親会社等の利害関係者が保有する不動産を本投資法人に取得させる際には、第三者である不動産鑑定業者に対して、取得させようとする不動産の鑑定評価を依頼し、算定された鑑定評価額を上限として当該不動産の取得価格を決定している。しかしながら、当社は、不動産鑑定業者から提示された鑑定評価額に係る中間報告又は概算額が親会社の売却希望価格に満たなかった３物件の不動産について、親会社の売却希望価格を優先し、親会社の売却希望価格を伝達するなどしたうえで、鑑定評価額が当該売却希望価格を上回るものとなるよう、算定を依頼した不動産鑑定業者に対し、鑑定評価額を引き上げるための働きかけを行っていた。 |
| Official source | https://www.fsa.go.jp/sesc/news/c_2022/2022/20220617-4.html |
| Source archive | https://kiroku.today/a/f3ea179f09hdjtki |
| Extraction / evidence timestamps | Extracted: 25 April 2026 at 08:25 / Evidence checked: 25 April 2026 at 08:25 / Archive captured: 12 July 2026 at 14:51 |
4. Business Location and Permit Details
No additional structured business-location or permit fields are recorded for this disclosure.
5. Other Confirmed Records for This Company
This report covers the single government disclosure shown on this page.
Reviewer Notes
| Reviewer | Team / company | ||
|---|---|---|---|
| Review purpose | |||
| Additional notes | |||
- □ Official source URL or archived source was checked.
- □ Corporate Number, address, or other identifiers were reviewed to avoid confusing similarly named entities.
- □ This document is understood as a public-record evidence file, not a credit decision or legal opinion.
Current page: Enforcement record
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Action summary
- Company
- 株式会社エスコンアセットマネジメントJapanese onlyOriginal: 株式会社エスコンアセットマネジメント
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Recommendation勧告
- Action date
- 17 June 2022
- Issuing authority
- Securities and Exchange Surveillance Commission証券取引等監視委員会
- Industry context
- 金融商品取引業
Violation
When the company had the parent company or related parties acquire real estate for the investment corporation, it requested a third-party real estate appraisal company to appraise the property intended for acquisition, and set the acquisition price based on the appraisal value. However, the company prioritized the parent company's desired sale prices over the appraisal evaluations for three properties where the appraisal estimates, whether interim reports or approximate figures, did not meet the parent company's desired sale prices. The company conveyed the parent company's desired sale prices to the appraisal company and requested the appraisal to be adjusted upward so that the appraisal value would exceed the sale price, thereby influencing the appraisal to favor the parent company's interests.
Show original Japanese text
当社は、親会社等の利害関係者が保有する不動産を本投資法人に取得させる際には、第三者である不動産鑑定業者に対して、取得させようとする不動産の鑑定評価を依頼し、算定された鑑定評価額を上限として当該不動産の取得価格を決定している。しかしながら、当社は、不動産鑑定業者から提示された鑑定評価額に係る中間報告又は概算額が親会社の売却希望価格に満たなかった３物件の不動産について、親会社の売却希望価格を優先し、親会社の売却希望価格を伝達するなどしたうえで、鑑定評価額が当該売却希望価格を上回るものとなるよう、算定を依頼した不動産鑑定業者に対し、鑑定評価額を引き上げるための働きかけを行っていた。
Compliance context
MediumA regulator issued a recommendation or formal request for corrective action.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the facts and follow-up status. This is usually less severe than a suspension or revocation, but still a public enforcement signal.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-04-24T23:25:48.68+00:00
- Evidence checked
- 2026-04-24T23:25:48.68+00:00
- Archive captured
- 2026-07-12T05:51:12.679168+00:00
Show audit JSON
{
"record": {
"id": "021fd2d3-caf0-4ebd-9b64-10bd4254bb78",
"url": "https://regbase.jp/en/enforcement/kinshoho-esukonasetutomanezimento-20220617",
"company_name_original": "株式会社エスコンアセットマネジメント",
"company_name_registry": null,
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "勧告",
"en": "Recommendation"
},
"authority": {
"ja": "証券取引等監視委員会",
"en": "Securities and Exchange Surveillance Commission"
}
},
"entity_match": {
"status": "unresolved",
"confidence": 85,
"method": "nta_strict_name_nationally_unique",
"method_label": "nta_strict_name_nationally_unique",
"notes": "NTA full-download lookup found a nationally unique exact registered-name candidate (株式会社エスコンアセットマネジメント). No Corporate Number was present in the disclosure, so this remains a likely match."
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Medium",
"actionMeaning": "A regulator issued a recommendation or formal request for corrective action.",
"practicalNote": "Review the facts and follow-up status. This is usually less severe than a suspension or revocation, but still a public enforcement signal.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-esukonasetutomanezimento-20220617",
"officialSourceUrl": "https://www.fsa.go.jp/sesc/news/c_2022/2022/20220617-4.html",
"officialDocumentUrl": null,
"archiveUrl": "https://kiroku.today/a/f3ea179f09hdjtki",
"archivedSourceUrl": "https://www.fsa.go.jp/sesc/news/c_2022/2022/20220617-4.html",
"archiveCapturedAt": "2026-07-12T05:51:12.679168+00:00",
"extractedAt": "2026-04-24T23:25:48.68+00:00",
"translatedAt": "2026-05-01T06:43:20.935+00:00",
"evidenceCheckedAt": "2026-04-24T23:25:48.68+00:00",
"generatedAt": "2026-08-18T22:53:26.077Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.