Recommendation against 株式会社エフ・ポート

株式会社エフ・ポート (Financial Instruments and Exchange Act)

Financial Instruments and Exchange ActSecurities and Exchange Surveillance CommissionConfirmed entity match18 June 2024

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Action summary

Company: 株式会社エフ・ポートJapanese original
Original: 株式会社エフ・ポート
Corporate Number: 9470001015768
Entity match: Confirmed entity match95/100Machine extracted
Normalized Japanese name matched to a company profile with Corporate Number
Matched by normalized Japanese company name to an enriched company profile with a Corporate Number.
Governing law: Financial Instruments and Exchange Act
金融商品取引法
Action type: Recommendation
勧告
Action date: 18 June 2024
Issuing authority: Securities and Exchange Surveillance Commission
証券取引等監視委員会

Violation

Machine-translated summary — verify against original

Acts of providing false information to clients, making statements that could lead to misunderstandings about important matters (false notifications, misleading representations), false disclosures regarding investment advisory performance, and false representations concerning the number of investment advisory contracts.

Show original Japanese text

顧客に対し虚偽のことを告げる行為、重要な事項につき誤解を生ぜしめるべき表示をする行為（虚偽告知、誤解を生じさせる表示）、投資助言実績に関する虚偽告知、投資顧問契約数に関する虚偽表示など。

Compliance context

Medium

A regulator issued a recommendation or formal request for corrective action.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the facts and follow-up status. This is usually less severe than a suspension or revocation, but still a public enforcement signal.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original Securities and Exchange Surveillance Commission announcement (Japanese)Archived source snapshot

Extracted at: 2026-04-24T23:26:29.255+00:00
Evidence checked: 2026-04-24T23:26:29.255+00:00
Archive captured: 2026-04-05T12:30:56.312+00:00

Show audit JSON

{
  "record": {
    "id": "cb6f8a5e-5e51-41f8-83b8-2af402418e35",
    "url": "https://regbase.jp/en/enforcement/kinshoho-ehupoto-20240618",
    "company_name_original": "株式会社エフ・ポート",
    "company_name_registry": "株式会社エフ・ポート",
    "corporate_number": "9470001015768",
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "勧告",
      "en": "Recommendation"
    },
    "authority": {
      "ja": "証券取引等監視委員会",
      "en": "Securities and Exchange Surveillance Commission"
    }
  },
  "entity_match": {
    "status": "confirmed",
    "confidence": 95,
    "method": "normalized_name_with_corporate_number",
    "method_label": "Normalized Japanese name matched to a company profile with Corporate Number",
    "notes": "Matched by normalized Japanese company name to an enriched company profile with a Corporate Number."
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Medium",
    "actionMeaning": "A regulator issued a recommendation or formal request for corrective action.",
    "practicalNote": "Review the facts and follow-up status. This is usually less severe than a suspension or revocation, but still a public enforcement signal.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-ehupoto-20240618",
    "officialSourceUrl": "https://www.fsa.go.jp/sesc/news/c_2024/2024/20240618-1.html",
    "archiveUrl": "https://kiroku.today/view/914e2f5044lqpkat",
    "archiveCapturedAt": "2026-04-05T12:30:56.312+00:00",
    "extractedAt": "2026-04-24T23:26:29.255+00:00",
    "translatedAt": "2026-05-01T06:44:00.755+00:00",
    "evidenceCheckedAt": "2026-04-24T23:26:29.255+00:00",
    "generatedAt": "2026-05-20T23:42:46.149Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Language

日本語版を見る (Japanese)

Company info

English name: 株式会社エフ・ポート Japanese original
Japanese name: 株式会社エフ・ポート
Corporate Number: 9470001015768
Registered address: 香川県高松市寿町１丁目４－３高松中央通りビル２Ｆ

See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.