Enforcement record

Recommendation disclosure naming 株式会社エフ・ポート

株式会社エフ・ポート (Financial Instruments and Exchange Act)

This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.

Financial Instruments and Exchange ActSecurities and Exchange Surveillance CommissionGovernment disclosure18 June 2024

Action type

Recommendation

Law

Financial Instruments and Exchange Act

Authority

Securities and Exchange Surveillance Commission

Action date

18 June 2024

Current page: Enforcement record

This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.

Source verification

Public-source and preservation status

Publishing authority: Securities and Exchange Surveillance Commission
Official source URL: Recorded by RegBase
Entity match: Not confirmed; shown under the published name
Kiroku preservation: Completed archive verified; Captured: Jul 12, 2026, 02:51 PM JST

“Confirmed” means that RegBase matched this record to the cited public disclosure or entity under the stated checks. It does not verify the truth of the disclosure or guarantee the entity’s current status, creditworthiness, or any legal conclusion.

Open the official source links in the section below to review the original disclosure.

Action summary

Company: 株式会社エフ・ポートJapanese only
Original: 株式会社エフ・ポート
Governing law: Financial Instruments and Exchange Act
金融商品取引法
Action type: Recommendation
勧告
Action date: 18 June 2024
Issuing authority: Securities and Exchange Surveillance Commission
証券取引等監視委員会
Industry context: 金融商品取引業

Violation

Machine-translated summary — verify against original

Acts of providing false information to clients, making statements that could lead to misunderstandings about important matters (false notifications, misleading representations), false disclosures regarding investment advisory performance, and false representations concerning the number of investment advisory contracts.

Show original Japanese text

顧客に対し虚偽のことを告げる行為、重要な事項につき誤解を生ぜしめるべき表示をする行為（虚偽告知、誤解を生じさせる表示）、投資助言実績に関する虚偽告知、投資顧問契約数に関する虚偽表示など。

Compliance context

Medium

A regulator issued a recommendation or formal request for corrective action.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the facts and follow-up status. This is usually less severe than a suspension or revocation, but still a public enforcement signal.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Open original sources and verification detailsOfficial URL, direct PDF, and Kiroku archive

Original Securities and Exchange Surveillance Commission source (Japanese)Open preserved source and evidence pack

Extracted at: 2026-04-24T23:26:29.255+00:00
Evidence checked: 2026-04-24T23:26:29.255+00:00
Archive captured: 2026-07-12T05:51:59.663724+00:00

Show audit JSON

{
  "record": {
    "id": "cb6f8a5e-5e51-41f8-83b8-2af402418e35",
    "url": "https://regbase.jp/en/enforcement/kinshoho-ehupoto-20240618",
    "company_name_original": "株式会社エフ・ポート",
    "company_name_registry": null,
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "勧告",
      "en": "Recommendation"
    },
    "authority": {
      "ja": "証券取引等監視委員会",
      "en": "Securities and Exchange Surveillance Commission"
    }
  },
  "entity_match": {
    "status": "unresolved",
    "confidence": 85,
    "method": "nta_strict_name_nationally_unique",
    "method_label": "nta_strict_name_nationally_unique",
    "notes": "NTA full-download lookup found a nationally unique exact registered-name candidate (株式会社エフ・ポート). No Corporate Number was present in the disclosure, so this remains a likely match."
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Medium",
    "actionMeaning": "A regulator issued a recommendation or formal request for corrective action.",
    "practicalNote": "Review the facts and follow-up status. This is usually less severe than a suspension or revocation, but still a public enforcement signal.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-ehupoto-20240618",
    "officialSourceUrl": "https://www.fsa.go.jp/sesc/news/c_2024/2024/20240618-1.html",
    "officialDocumentUrl": null,
    "archiveUrl": "https://kiroku.today/a/914e2f5044hdju8q",
    "archivedSourceUrl": "https://www.fsa.go.jp/sesc/news/c_2024/2024/20240618-1.html",
    "archiveCapturedAt": "2026-07-12T05:51:59.663724+00:00",
    "extractedAt": "2026-04-24T23:26:29.255+00:00",
    "translatedAt": "2026-05-01T06:44:00.755+00:00",
    "evidenceCheckedAt": "2026-04-24T23:26:29.255+00:00",
    "generatedAt": "2026-10-10T18:36:35.343Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Language

日本語版を見る (Japanese)

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About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.