Possible Surcharge Payment Order against 株式会社ディー・ディー・エス

株式会社ディー・ディー・エス (Financial Instruments and Exchange Act)

Financial Instruments and Exchange ActFinancial Services AgencyPossible entity match9 February 2023

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/api/v1/enforcements?company=%E6%A0%AA%E5%BC%8F%E4%BC%9A%E7%A4%BE%E3%83%87%E3%82%A3%E3%83%BC%E3%83%BB%E3%83%87%E3%82%A3%E3%83%BC%E3%83%BB%E3%82%A8%E3%82%B9&limit=10

Open API response API docs

Action summary

Company: 株式会社ディー・ディー・エスJapanese original
Original: 株式会社ディー・ディー・エス
Entity match: Possible entity match60/100Machine extracted
Company name extracted from the Japanese public disclosure
Governing law: Financial Instruments and Exchange Act
金融商品取引法
Action type: Surcharge Payment Order
課徴金納付命令
Action date: 9 February 2023
Penalty: ¥206M (¥205,730,000)
Issuing authority: Financial Services Agency
金融庁

Violation

Machine-translated summary — verify against original

False statements in securities reports, etc.

Show original Japanese text

有価証券報告書等の虚偽記載

Compliance context

Medium-high

A formal administrative order requiring payment of a monetary surcharge.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original Financial Services Agency announcement (Japanese)Archived source snapshot

Extracted at: 2026-04-24T23:29:14.72+00:00
Evidence checked: 2026-04-24T23:29:14.72+00:00
Archive captured: 2026-04-05T00:30:48.021+00:00

Show audit JSON

{
  "record": {
    "id": "8303b79b-8f0a-4f62-8797-650bf10082a3",
    "url": "https://regbase.jp/en/enforcement/kinshoho-deideiesu-20230209",
    "company_name_original": "株式会社ディー・ディー・エス",
    "company_name_registry": "株式会社ディー・ディー・エス",
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "課徴金納付命令",
      "en": "Surcharge Payment Order"
    },
    "authority": {
      "ja": "金融庁",
      "en": "Financial Services Agency"
    }
  },
  "entity_match": {
    "status": "possible",
    "confidence": 60,
    "method": "extracted_japanese_name",
    "method_label": "Company name extracted from the Japanese public disclosure",
    "notes": null
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Medium-high",
    "actionMeaning": "A formal administrative order requiring payment of a monetary surcharge.",
    "practicalNote": "Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-deideiesu-20230209",
    "officialSourceUrl": "https://www.fsa.go.jp/news/r4/shouken/20230208-1.html",
    "archiveUrl": "https://kiroku.today/view/57231164c3l0zgkd",
    "archiveCapturedAt": "2026-04-05T00:30:48.021+00:00",
    "extractedAt": "2026-04-24T23:29:14.72+00:00",
    "translatedAt": "2026-05-01T06:46:43.538+00:00",
    "evidenceCheckedAt": "2026-04-24T23:29:14.72+00:00",
    "generatedAt": "2026-05-21T21:50:29.010Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Language

日本語版を見る (Japanese)

Company info

English name: 株式会社ディー・ディー・エス Japanese original
Japanese name: 株式会社ディー・ディー・エス

See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.