Enforcement record
Issuance of Warning Letter disclosure naming DBSTRT
This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.
Action type
Issuance of Warning Letter
Law
Financial Instruments and Exchange Act
Authority
Financial Services Agency and Local Finance Bureaus
Action date
1 February 2026
Current page: Enforcement record
This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.
Source verification
Public-source and preservation status
- Publishing authority
- Financial Services Agency and Local Finance Bureaus
- Official source URL
- Recorded by RegBase
- Entity match
- Not confirmed; shown under the published name
- Kiroku preservation
- Saved content requires review
- Captured: May 16, 2026, 03:30 AM JST
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Action summary
- Company
- DBSTRTJapanese onlyOriginal: DBSTRT
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Issuance of Warning Letter警告書発出
- Action date
- 1 February 2026
- Issuing authority
- Financial Services Agency and Local Finance Bureaus金融庁・財務局
- Industry context
- 無登録金融商品取引業者（国内）
Violation
The company displayed on SNS and its website that it conducts financial instruments business, claiming registration with the Financial Services Agency of Japan and listing its registration number. It also indicated on these platforms that it handles securities offerings. The registration number corresponds to RBC Capital Markets Japan Limited, a registered financial instruments business operator.
Show original Japanese text
SNS及びウェブサイト上に金融商品取引業を行う旨を表示したもの 当該業者は、SNS上で「DBSTRTは、日本の金融庁に登録された証券機関です。」、「金融庁登録番号：関東財務局長（金商）第203号」と表示していた。 また、当該業者は、ウェブサイト及びSNS上で「有価証券の募集の取扱いを行う」旨の表示をしていた。 なお、「関東財務局長（金商）第203号」は、登録を受けた金融商品取引業者である「RBCキャピタルマーケッツ・ジャパン・リミテッド」の登録番号である。
Public documents and saved materials
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Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
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This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.