Possible 警告書発出 against D1 Capital Partners L.P.

D1 Capital Partners L.P. (Financial Instruments and Exchange Act)
Financial Instruments and Exchange Act金融庁・財務局Possible entity matchDecember 1, 2025

Action summary

Company
Original: D1 Capital Partners L.P.
Entity match
Possible entity match60/100Machine extracted
Company name extracted from the Japanese public disclosure
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
警告書発出
警告書発出
Action date
December 1, 2025
Issuing authority
金融庁・財務局
金融庁・財務局

Violation

Show original Japanese text

ウェブサイト上に金融商品取引業を行う旨を表示したもの 当該業者は、当該業者のアプリ上で、「商号:D1 Capital Partners L.P.」、「登録区分:金融商品取引業者」、「登録番号:関東財務局長(金商)第297298号」、「加入協会:日本証券業協会」と表示していた。また、当該業者のウェブサイト及びSNS上で「有価証券の募集の取扱いを行う」旨の表示をしていた。

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the original Japanese source and determine relevance to your counterparty-risk workflow.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original 金融庁・財務局 announcement (Japanese)
Extracted at
2026-05-14T21:13:26.083+00:00
Evidence checked
Not recorded
Archive captured
Not archived
Show audit JSON
{
  "record": {
    "id": "38de0690-c3db-4e44-a964-bb91cc6ee72b",
    "url": "https://regbase.jp/en/enforcement/kinshoho-d1capitalpartnerslp-20251201",
    "company_name_original": "D1 Capital Partners L.P.",
    "company_name_registry": "D1 Capital Partners L.P.",
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "警告書発出",
      "en": "警告書発出"
    },
    "authority": {
      "ja": "金融庁・財務局",
      "en": "金融庁・財務局"
    }
  },
  "entity_match": {
    "status": "possible",
    "confidence": 60,
    "method": "extracted_japanese_name",
    "method_label": "Company name extracted from the Japanese public disclosure",
    "notes": null
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Context needed",
    "actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
    "practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-d1capitalpartnerslp-20251201",
    "officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "archiveUrl": null,
    "archiveCapturedAt": null,
    "extractedAt": "2026-05-14T21:13:26.083+00:00",
    "translatedAt": null,
    "evidenceCheckedAt": null,
    "generatedAt": "2026-05-15T01:36:48.281Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

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Company info

English name
D1 Capital Partners L.P. Romanized
Japanese name
D1 Capital Partners L.P.
See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.