Possible 警告書発出 against 株式会社産業と経済 実質的支配者 山田晃
For developers: integration details
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/api/v1/enforcements?company=%E6%A0%AA%E5%BC%8F%E4%BC%9A%E7%A4%BE%E7%94%A3%E6%A5%AD%E3%81%A8%E7%B5%8C%E6%B8%88%20%E5%AE%9F%E8%B3%AA%E7%9A%84%E6%94%AF%E9%85%8D%E8%80%85%20%E5%B1%B1%E7%94%B0%E6%99%83&limit=10Action summary
- Company
- 株式会社産業と経済 実質的支配者 山田晃Japanese originalOriginal: 株式会社産業と経済 実質的支配者 山田晃
- Entity match
- Possible entity match60/100Machine extractedCompany name extracted from the Japanese public disclosure
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- 警告書発出警告書発出
- Action date
- 1 March 2026
- Issuing authority
- 金融庁・財務局金融庁・財務局
Violation
Show original Japanese text
投資顧問契約に基づき、助言を行っていたもの 関東財務局がやまびこ投資顧問株式会社(以下、「やまびこ投資顧問社」という。)を検査した結果、当社(実質的支配者は、やまびこ投資顧問社の実質的支配者でもある山田晃氏)が「プラチナ会員」と称する有料会員サービスを展開し、投資助言業務を行っていることが判明したもの。
Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the original Japanese source and determine relevance to your counterparty-risk workflow.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-05-14T21:13:26.083+00:00
- Evidence checked
- Not recorded
- Archive captured
- 2026-05-22T12:30:22.933+00:00
Show audit JSON
{
"record": {
"id": "e7b37298-2208-4d92-885d-1e329cc89bb7",
"url": "https://regbase.jp/en/enforcement/kinshoho-chan-ye-tojing-ji-shi-zhi-de-zhi-pei-zhe-shan-tian-huang-20260301",
"company_name_original": "株式会社産業と経済 実質的支配者 山田晃",
"company_name_registry": "株式会社産業と経済 実質的支配者 山田晃",
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "警告書発出",
"en": "警告書発出"
},
"authority": {
"ja": "金融庁・財務局",
"en": "金融庁・財務局"
}
},
"entity_match": {
"status": "possible",
"confidence": 60,
"method": "extracted_japanese_name",
"method_label": "Company name extracted from the Japanese public disclosure",
"notes": null
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Context needed",
"actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
"practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-chan-ye-tojing-ji-shi-zhi-de-zhi-pei-zhe-shan-tian-huang-20260301",
"officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
"archiveUrl": "https://kiroku.today/view/9fa660712e7967kc",
"archiveCapturedAt": "2026-05-22T12:30:22.933+00:00",
"extractedAt": "2026-05-14T21:13:26.083+00:00",
"translatedAt": null,
"evidenceCheckedAt": null,
"generatedAt": "2026-06-29T07:06:12.760Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)Company info
- English name
- 株式会社産業と経済 実質的支配者 山田晃 Japanese original
- Japanese name
- 株式会社産業と経済 実質的支配者 山田晃
About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.