Surcharge Payment Order against 株式会社BuySell Technologies
For developers: integration details
You do not need this for normal browsing. Use it when integrating this enforcement record into an internal tool or AI workflow.
/api/v1/enforcements?corporate_number=4010001074187&limit=10Action summary
- Company
- 株式会社BuySell TechnologiesJapanese originalOriginal: 株式会社BuySell TechnologiesCorporate Number: 4010001074187
- Entity match
- Confirmed entity match95/100Machine extractedNormalized Japanese name matched to a company profile with Corporate NumberMatched by normalized Japanese company name to an enriched company profile with a Corporate Number.
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Surcharge Payment Order課徴金納付命令
- Action date
- 23 May 2023
- Penalty
- ¥3M (¥3,030,000)
- Issuing authority
- Financial Services Agency金融庁
Violation
Based on the recommendation to pay the surcharge following the inspection results of insider trading and other violations by an agent, a decision was made to initiate a trial procedure. The respondent submitted a statement acknowledging the facts listed in Article 178, Paragraph 1, Items 16 and 17 of the Financial Instruments and Exchange Act regarding the surcharge, as well as the amount of surcharge to be paid. A draft decision to order the payment of the surcharge was submitted.
Show original Japanese text
代理人による内部者取引等の検査結果に基づく課徴金納付命令の勧告を受け、審判手続開始の決定を行ったところ、被審人から課徴金に係る金融商品取引法第178条第1項第16号及び第17号に掲げる事実並びに納付すべき課徴金の額を認める旨の答弁書の提出があり、課徴金の納付を命ずる決定案が提出された。
Compliance context
Medium-highA formal administrative order requiring payment of a monetary surcharge.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-04-24T23:29:25.585+00:00
- Evidence checked
- 2026-04-24T23:29:25.585+00:00
- Archive captured
- 2026-04-05T00:30:42.16+00:00
Show audit JSON
{
"record": {
"id": "5d2bc6fa-f82e-460c-a7da-d52dfbaa6ef7",
"url": "https://regbase.jp/en/enforcement/kinshoho-buyselltechnologies-20230523",
"company_name_original": "株式会社BuySell Technologies",
"company_name_registry": "株式会社BuySell Technologies",
"corporate_number": "4010001074187",
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "課徴金納付命令",
"en": "Surcharge Payment Order"
},
"authority": {
"ja": "金融庁",
"en": "Financial Services Agency"
}
},
"entity_match": {
"status": "confirmed",
"confidence": 95,
"method": "normalized_name_with_corporate_number",
"method_label": "Normalized Japanese name matched to a company profile with Corporate Number",
"notes": "Matched by normalized Japanese company name to an enriched company profile with a Corporate Number."
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Medium-high",
"actionMeaning": "A formal administrative order requiring payment of a monetary surcharge.",
"practicalNote": "Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-buyselltechnologies-20230523",
"officialSourceUrl": "https://www.fsa.go.jp/news/r4/shouken/20230522-2.html",
"archiveUrl": "https://kiroku.today/view/880f068d68l0zc1k",
"archiveCapturedAt": "2026-04-05T00:30:42.16+00:00",
"extractedAt": "2026-04-24T23:29:25.585+00:00",
"translatedAt": "2026-05-01T06:46:51.563+00:00",
"evidenceCheckedAt": "2026-04-24T23:29:25.585+00:00",
"generatedAt": "2026-05-20T22:14:11.651Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)Company info
- English name
- 株式会社BuySell Technologies Japanese original
- Japanese name
- 株式会社BuySell Technologies
- Corporate Number
- 4010001074187
- Registered address
- 東京都新宿区四谷４丁目２８番８号ＰＡＬＴビル
About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.