Enforcement record

Issuance of Warning Letter disclosure naming 不明（キャンターフィッツジェラルド証券株式会社の商号等を詐称）

不明（キャンターフィッツジェラルド証券株式会社の商号等を詐称） (Financial Instruments and Exchange Act)

This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.

Financial Instruments and Exchange ActFinancial Services Agency and Local Finance BureausGovernment disclosure1 April 2026

Action type

Issuance of Warning Letter

Law

Financial Instruments and Exchange Act

Authority

Financial Services Agency and Local Finance Bureaus

Action date

1 April 2026

RegBase evidence report

Japanese public-record enforcement check

Saveable record of the published action, regulator source, source status, and review notes for internal compliance files.

Report ID
RB-EN-ENFORCEMENT-KINSHOHO-BU-MING--202608140853
Generated at
14 August 2026 at 17:53
Record URL
https://regbase.jp/en/enforcement/kinshoho-bu-ming-kiyantahuitutuzierarudozheng-quan-noshang-hao-deng-wozha-cheng-20260401

1. Review Summary

Disclosure name不明（キャンターフィッツジェラルド証券株式会社の商号等を詐称）Corporate NumberNot stated in the disclosure
Enforcement record1 recordOther confirmed records for this companyOutside this report's scope
Action date1 April 2026AuthorityFinancial Services Agency and Local Finance Bureaus
LawFinancial Instruments and Exchange ActAction typeIssuance of Warning Letter
Source statusPreserved public-source archive recorded

This report summarizes public Japanese government disclosure data held by RegBase. It is not a credit score, sanctions conclusion, legal opinion, or adverse-media determination. Confirm important decisions against the linked official Japanese source.

2. Published Information

Published name不明（キャンターフィッツジェラルド証券株式会社の商号等を詐称）

3. Enforcement Record

Target name in disclosure不明（キャンターフィッツジェラルド証券株式会社の商号等を詐称）
AuthorityFinancial Services Agency and Local Finance Bureaus (金融庁・財務局)
Law / action typeFinancial Instruments and Exchange Act / Issuance of Warning Letter
Action / announcement dateAction: 1 April 2026 / Announcement: 1 April 2026
English summaryThe entity displayed on its website and social media that it conducts financial instruments business. It claimed to handle securities offerings on its website and social media. Additionally, it displayed the names 'Cantor Fitzgerald' and 'キャンター・フィッツジェラルド', falsely representing itself as a registered financial instruments business operator. The entity used fictitious service names such as 'CF取引口座' and 'CF' in connection with the case.
Original Japanese textウェブサイト及びSNS上に金融商品取引業を行う旨を表示したもの 当該業者は、ウェブサイト及びSNS上で「有価証券の募集の取扱いを行う」旨の表示をしていた。 また、当該業者は、ウェブサイト及びSNS上で「Cantor Fitzgerald」、「キャンター・フィッツジェラルド」と表示し、登録を受けた金融商品取引業者の商号を詐称していた。 当該業者は、事案により、「CF取引口座、CF」等という架空のサービス名称を使用していた。
Official sourcehttps://www.fsa.go.jp/ordinary/chuui/mutouroku.html
Source archivehttps://kiroku.today/a/9fa660712e7967kc
Extraction / evidence timestampsExtracted: 15 May 2026 at 06:13 / Evidence checked: 14 August 2026 at 01:41 / Archive captured: 16 May 2026 at 03:30

4. Business Location and Permit Details

No additional structured business-location or permit fields are recorded for this disclosure.

5. Other Confirmed Records for This Company

This report covers the single government disclosure shown on this page.

Reviewer Notes

ReviewerTeam / company
Review purpose
Additional notes
  • □ Official source URL or archived source was checked.
  • □ Corporate Number, address, or other identifiers were reviewed to avoid confusing similarly named entities.
  • □ This document is understood as a public-record evidence file, not a credit decision or legal opinion.

Current page: Enforcement record

This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.

Free report

Save the disclosure record naming 不明（キャンターフィッツジェラルド証券株式会社の商号等を詐称）

Includes the published name, regulator, governing law, source links, archive status, and reviewer note fields for internal due-diligence files.

Preserved evidence by Kiroku

Review the preserved source for 不明（キャンターフィッツジェラルド証券株式会社の商号等を詐称）

Open the preserved public source with its capture time, original artifact, available verification data, and downloadable evidence pack.

Open preserved source and evidence pack
For developers: JSON integration details

You do not need this for normal browsing. Use it only when integrating this enforcement record into an internal tool or AI workflow.

/api/v1/enforcements?company=%E4%B8%8D%E6%98%8E%EF%BC%88%E3%82%AD%E3%83%A3%E3%83%B3%E3%82%BF%E3%83%BC%E3%83%95%E3%82%A3%E3%83%83%E3%83%84%E3%82%B8%E3%82%A7%E3%83%A9%E3%83%AB%E3%83%89%E8%A8%BC%E5%88%B8%E6%A0%AA%E5%BC%8F%E4%BC%9A%E7%A4%BE%E3%81%AE%E5%95%86%E5%8F%B7%E7%AD%89%E3%82%92%E8%A9%90%E7%A7%B0%EF%BC%89&limit=10
Open JSONSpecs

Action summary

Company
不明（キャンターフィッツジェラルド証券株式会社の商号等を詐称）Japanese only
Original: 不明（キャンターフィッツジェラルド証券株式会社の商号等を詐称）
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
Issuance of Warning Letter
警告書発出
Action date
1 April 2026
Issuing authority
Financial Services Agency and Local Finance Bureaus
金融庁・財務局
Industry context
無登録金融商品取引業者（国内）

Violation

Machine-translated summary — verify against original

The entity displayed on its website and social media that it conducts financial instruments business. It claimed to handle securities offerings on its website and social media. Additionally, it displayed the names 'Cantor Fitzgerald' and 'キャンター・フィッツジェラルド', falsely representing itself as a registered financial instruments business operator. The entity used fictitious service names such as 'CF取引口座' and 'CF' in connection with the case.

Show original Japanese text

ウェブサイト及びSNS上に金融商品取引業を行う旨を表示したもの 当該業者は、ウェブサイト及びSNS上で「有価証券の募集の取扱いを行う」旨の表示をしていた。 また、当該業者は、ウェブサイト及びSNS上で「Cantor Fitzgerald」、「キャンター・フィッツジェラルド」と表示し、登録を受けた金融商品取引業者の商号を詐称していた。 当該業者は、事案により、「CF取引口座、CF」等という架空のサービス名称を使用していた。

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the original Japanese source and determine relevance to your counterparty-risk workflow.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original Financial Services Agency and Local Finance Bureaus source (Japanese)Open preserved source and evidence pack
Extracted at
2026-05-14T21:13:26.083+00:00
Evidence checked
2026-08-13T16:41:34.962+00:00
Archive captured
2026-05-15T18:30:47.935052+00:00
Show audit JSON
{
  "record": {
    "id": "f4f4eb89-95e7-4e80-9c0a-94077c6f1394",
    "url": "https://regbase.jp/en/enforcement/kinshoho-bu-ming-kiyantahuitutuzierarudozheng-quan-noshang-hao-deng-wozha-cheng-20260401",
    "company_name_original": "不明（キャンターフィッツジェラルド証券株式会社の商号等を詐称）",
    "company_name_registry": null,
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "警告書発出",
      "en": "Issuance of Warning Letter"
    },
    "authority": {
      "ja": "金融庁・財務局",
      "en": "Financial Services Agency and Local Finance Bureaus"
    }
  },
  "entity_match": {
    "status": "unresolved",
    "confidence": 60,
    "method": "source_name_only_no_registry_match",
    "method_label": "source_name_only_no_registry_match",
    "notes": "公表資料の名称は収録しましたが、法人番号へ安全に結び付ける独立証拠が不足しています。"
  },
  "review": {
    "status": "needs_review",
    "label": "Needs review"
  },
  "compliance_context": {
    "severity": "Context needed",
    "actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
    "practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-bu-ming-kiyantahuitutuzierarudozheng-quan-noshang-hao-deng-wozha-cheng-20260401",
    "officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "officialDocumentUrl": null,
    "archiveUrl": "https://kiroku.today/a/9fa660712e7967kc",
    "archivedSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "archiveCapturedAt": "2026-05-15T18:30:47.935052+00:00",
    "extractedAt": "2026-05-14T21:13:26.083+00:00",
    "translatedAt": "2026-07-06T04:16:06.47+00:00",
    "evidenceCheckedAt": "2026-08-13T16:41:34.962+00:00",
    "generatedAt": "2026-08-14T08:53:39.264Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Language

日本語版を見る (Japanese)

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.