Possible 警告書発出 against Bu Ming(eazusizheng Quan K.K. Noshang Hao Deng Wozha Cheng)
Action summary
- Company
- Original: 不明(エアーズシー証券株式会社の商号等を詐称)
- Entity match
- Possible entity match60/100Machine extractedCompany name extracted from the Japanese public disclosure
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- 警告書発出警告書発出
- Action date
- 1 May 2025
- Issuing authority
- 金融庁・財務局金融庁・財務局
Violation
Show original Japanese text
ウェブサイト上に金融商品取引業を行う旨を表示したもの 当該業者は、当該業者のウェブサイト上で「エアーズシー証券株式会社」、「登録番号:関東財務局長(金商)第33号(平成19年9月30日登録」、「加入協会:日本証券業協会」と表示し、登録を受けた金融商品取引業者の商号や財務局の登録番号等を詐称していた。
Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the original Japanese source and determine relevance to your counterparty-risk workflow.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-05-14T21:13:26.083+00:00
- Evidence checked
- Not recorded
- Archive captured
- Not archived
Show audit JSON
{
"record": {
"id": "5758c82f-fc24-4ba7-9cee-0c36d17b6b29",
"url": "https://regbase.jp/en/enforcement/kinshoho-bu-ming-eazusizheng-quan-noshang-hao-deng-wozha-cheng-20250501",
"company_name_original": "不明(エアーズシー証券株式会社の商号等を詐称)",
"company_name_registry": "不明(エアーズシー証券株式会社の商号等を詐称)",
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "警告書発出",
"en": "警告書発出"
},
"authority": {
"ja": "金融庁・財務局",
"en": "金融庁・財務局"
}
},
"entity_match": {
"status": "possible",
"confidence": 60,
"method": "extracted_japanese_name",
"method_label": "Company name extracted from the Japanese public disclosure",
"notes": null
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Context needed",
"actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
"practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-bu-ming-eazusizheng-quan-noshang-hao-deng-wozha-cheng-20250501",
"officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
"archiveUrl": null,
"archiveCapturedAt": null,
"extractedAt": "2026-05-14T21:13:26.083+00:00",
"translatedAt": null,
"evidenceCheckedAt": null,
"generatedAt": "2026-05-15T03:55:13.391Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
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Language
日本語版を見る (Japanese)Company info
- English name
- Bu Ming(eazusizheng Quan K.K. Noshang Hao Deng Wozha Cheng) Romanized
- Japanese name
- 不明(エアーズシー証券株式会社の商号等を詐称)
About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.