Enforcement record

Issuance of Warning Letter disclosure naming 不明（CIM Japan株式会社の商号等を詐称）

不明（CIM Japan株式会社の商号等を詐称） (Financial Instruments and Exchange Act)

This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.

Financial Instruments and Exchange ActFinancial Services Agency and Local Finance BureausGovernment disclosure1 April 2026

Action type

Issuance of Warning Letter

Law

Financial Instruments and Exchange Act

Authority

Financial Services Agency and Local Finance Bureaus

Action date

1 April 2026

Current page: Enforcement record

This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.

Source verification

Public-source and preservation status

Publishing authority
Financial Services Agency and Local Finance Bureaus
Official source URL
Recorded by RegBase
Entity match
Not confirmed; shown under the published name
Kiroku preservation
Saved content requires review

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Action summary

Company
不明（CIM Japan株式会社の商号等を詐称）Japanese only
Original: 不明（CIM Japan株式会社の商号等を詐称）
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
Issuance of Warning Letter
警告書発出
Action date
1 April 2026
Issuing authority
Financial Services Agency and Local Finance Bureaus
金融庁・財務局
Industry context
無登録金融商品取引業者（国内）

Violation

Machine-translated summary — verify against original

The entity displayed that it conducts financial instruments business on its website and social media. It also claimed to handle securities offerings and falsely represented itself as CIM Japan Corporation, with a registration number of Kanto Finance Bureau (Kinsho) No. 3159, misrepresenting its registered name and registration details.

Show original Japanese text

ウェブサイト及びSNS上に金融商品取引業を行う旨を表示したもの 当該業者は、ウェブサイト及びSNS上で「有価証券の募集の取扱いを行う」旨の表示をしていた。 また、ウェブサイト及びSNS上で、「CIM Japan株式会社」、「CIMジャパン株式会社」、「関東財務局長(金商)第3159号」と表示し、登録を受けた金融商品取引業者の商号や財務局の登録番号等を詐称していた。

Public documents and saved materials

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Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

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Language

日本語版を見る (Japanese)

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.