Enforcement record

Issuance of Warning Letter disclosure naming Blue Dragon LLC

Blue Dragon LLC (Financial Instruments and Exchange Act)

This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.

Financial Instruments and Exchange ActFinancial Services Agency and Local Finance BureausGovernment disclosure1 January 2025

Action type

Issuance of Warning Letter

Law

Financial Instruments and Exchange Act

Authority

Financial Services Agency and Local Finance Bureaus

Action date

1 January 2025

Current page: Enforcement record

This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.

Free report

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Preserved evidence by Kiroku

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/api/v1/enforcements?company=Blue%20Dragon%20LLC&limit=10

Action summary

Company
Blue Dragon LLCJapanese only
Original: Blue Dragon LLC
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
Issuance of Warning Letter
警告書発出
Action date
1 January 2025
Issuing authority
Financial Services Agency and Local Finance Bureaus
金融庁・財務局
Industry context
無登録金融商品取引業者(海外)

Violation

Machine-translated summary — verify against original

A company was soliciting over-the-counter derivative transactions over the internet using the service name [Blue Dragon]. The relationship with this company is unknown. Several other companies with similar or identical addresses have been warned, including [JDR Securities Limited] (warning issued on January 29, 2025), [AxiTrader Limited] (warning issued on January 24, 2024), [Rupex Limited] (warning issued on October 25, 2023), [TEC Solution.Ltd] (warning issued on December 22, 2021), [Alpha Tradex Limited] (warning issued on June 29, 2020), [AAFX TRADING COMPANY LIMITED] (warning issued on February 14, 2020), and [JF Global Limited] (warning issued on February 14, 2020).

Show original Japanese text

インターネットを通じて、店頭デリバティブ取引の勧誘を行っていたもの 当該業者が提供するサービスの名称は「Blue Dragon」である。 なお、当該業者との関係性は不明であるが、警告している以下の業者については所在地が同様もしくは酷似している。 ・「JDR Securities Limited(令和7年1月29日付で警告) ・「AxiTrader Limited」(令和6年1月24日付で警告) ・「Rupex Limited」(令和5年10月25日付で警告) ・「TEC Solution.Ltd」(令和3年12月22日付で警告) ・「Alpha Tradex Limited」(令和2年6月29日付で警告) ・「AAFX TRADING COMPANY LIMITED」(令和2年2月14日付で警告) ・「JF Global Limited」(令和2年2月14日付で警告)

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the original Japanese source and determine relevance to your counterparty-risk workflow.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original Financial Services Agency and Local Finance Bureaus source (Japanese)Open preserved source and evidence pack
Extracted at
2026-05-14T21:13:26.083+00:00
Evidence checked
2026-08-13T16:43:21.829+00:00
Archive captured
2026-05-23T00:30:13.695098+00:00
Show audit JSON
{
  "record": {
    "id": "50735d0f-10eb-41a8-b4fa-482c21dfd004",
    "url": "https://regbase.jp/en/enforcement/kinshoho-bluedragonllc-20250101",
    "company_name_original": "Blue Dragon LLC",
    "company_name_registry": null,
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "警告書発出",
      "en": "Issuance of Warning Letter"
    },
    "authority": {
      "ja": "金融庁・財務局",
      "en": "Financial Services Agency and Local Finance Bureaus"
    }
  },
  "entity_match": {
    "status": "unresolved",
    "confidence": 60,
    "method": "source_name_only_no_registry_match",
    "method_label": "source_name_only_no_registry_match",
    "notes": "公表資料の名称は収録しましたが、法人番号へ安全に結び付ける独立証拠が不足しています。"
  },
  "review": {
    "status": "needs_review",
    "label": "Needs review"
  },
  "compliance_context": {
    "severity": "Context needed",
    "actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
    "practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-bluedragonllc-20250101",
    "officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "officialDocumentUrl": null,
    "archiveUrl": "https://kiroku.today/a/9fa660712ehm3fia",
    "archivedSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "archiveCapturedAt": "2026-05-23T00:30:13.695098+00:00",
    "extractedAt": "2026-05-14T21:13:26.083+00:00",
    "translatedAt": "2026-07-06T04:15:10.314+00:00",
    "evidenceCheckedAt": "2026-08-13T16:43:21.829+00:00",
    "generatedAt": "2026-08-14T10:07:46.378Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.