Enforcement record

Surcharge Payment Order disclosure naming ベースフード株式会社

ベースフード株式会社 (Financial Instruments and Exchange Act)

This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.

Financial Instruments and Exchange ActFinancial Services AgencyGovernment disclosure

Action type

Surcharge Payment Order

Law

Financial Instruments and Exchange Act

Authority

Financial Services Agency

Action date

Unknown

Current page: Enforcement record

This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.

Source verification

Public-source and preservation status

Publishing authority: Financial Services Agency
Official source URL: Recorded by RegBase
Entity match: Not confirmed; shown under the published name
Kiroku preservation: Completed archive verified; Captured: Sep 17, 2026, 09:01 PM JST

“Confirmed” means that RegBase matched this record to the cited public disclosure or entity under the stated checks. It does not verify the truth of the disclosure or guarantee the entity’s current status, creditworthiness, or any legal conclusion.

Open the official source links in the section below to review the original disclosure.

Action summary

Company: ベースフード株式会社Japanese only
Original: ベースフード株式会社
Governing law: Financial Instruments and Exchange Act
金融商品取引法
Action type: Surcharge Payment Order
課徴金納付命令
Action date: Unknown
Penalty: ¥6.3M (¥6,270,000)
Issuing authority: Financial Services Agency
金融庁
Industry context: 金融商品取引

Violation

English translation is pending. Use the original Japanese text and source URL for review until the translated summary is available.

Show original Japanese text

複数の取引において、上場株式の売買を誘引する目的で、売り注文を入れて売り板を厚くした上で買い付け、または買い注文を入れて買い板を厚くした上で売り付けるなどの方法により、株式の買付け・売付けの委託を行った。

Business location and permit details

Representative: Ａ
Overview page: https://www.fsa.go.jp/news/r8/shouken/20260917/20260917-1.html
PDF: https://www.fsa.go.jp/policy/kachoukin/05/2026/1.pdf

These fields are extracted from the original Japanese disclosure or linked overview pages when available.

Compliance context

Medium-high

A formal administrative order requiring payment of a monetary surcharge.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Open original sources and verification detailsOfficial URL, direct PDF, and Kiroku archive

Original Financial Services Agency source (Japanese)Open the official decision document / PDF Open preserved source and evidence pack

Extracted at: 2026-09-17T12:01:17.34+00:00
Evidence checked: 2026-09-17T12:01:17.267+00:00
Archive captured: 2026-09-17T12:01:27.308787+00:00

Show audit JSON

{
  "record": {
    "id": "7c7a5e2a-e977-44ca-9d97-024aa68f8efc",
    "url": "https://regbase.jp/en/enforcement/kinshoho-besuhudo-unknown",
    "company_name_original": "ベースフード株式会社",
    "company_name_registry": null,
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "課徴金納付命令",
      "en": "Surcharge Payment Order"
    },
    "authority": {
      "ja": "金融庁",
      "en": "Financial Services Agency"
    }
  },
  "entity_match": {
    "status": "unresolved",
    "confidence": 88,
    "method": "nta_strict_name_nationally_unique",
    "method_label": "nta_strict_name_nationally_unique",
    "notes": "有力な法人候補がありますが、自動確定に必要な独立証拠が不足しています（nta_strict_name_nationally_unique）。"
  },
  "review": {
    "status": "needs_review",
    "label": "Needs review"
  },
  "compliance_context": {
    "severity": "Medium-high",
    "actionMeaning": "A formal administrative order requiring payment of a monetary surcharge.",
    "practicalNote": "Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-besuhudo-unknown",
    "officialSourceUrl": "https://www.fsa.go.jp/news/r8/shouken/20260917/20260917-1.html",
    "officialDocumentUrl": "https://www.fsa.go.jp/policy/kachoukin/05/2026/1.pdf",
    "archiveUrl": "https://kiroku.today/a/d1eb21877e6ad5dd",
    "archivedSourceUrl": "https://www.fsa.go.jp/policy/kachoukin/05/2026/1.pdf",
    "archiveCapturedAt": "2026-09-17T12:01:27.308787+00:00",
    "extractedAt": "2026-09-17T12:01:17.34+00:00",
    "translatedAt": null,
    "evidenceCheckedAt": "2026-09-17T12:01:17.267+00:00",
    "generatedAt": "2026-09-18T21:05:38.756Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Language

日本語版を見る (Japanese)

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.