Possible 警告書発出 against A (リペアハウス株式会社代表取締役)
For developers: integration details
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/api/v1/enforcements?company=A%20%EF%BC%88%E3%83%AA%E3%83%9A%E3%82%A2%E3%83%8F%E3%82%A6%E3%82%B9%E6%A0%AA%E5%BC%8F%E4%BC%9A%E7%A4%BE%E4%BB%A3%E8%A1%A8%E5%8F%96%E7%B7%A0%E5%BD%B9%EF%BC%89&limit=10Action summary
- Company
- A (リペアハウス株式会社代表取締役)Japanese originalOriginal: A (リペアハウス株式会社代表取締役)
- Entity match
- Possible entity match60/100Machine extractedCompany name extracted from the Japanese public disclosure
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- 警告書発出警告書発出
- Action date
- 1 July 2016
- Issuing authority
- 金融庁・財務局金融庁・財務局
Violation
Show original Japanese text
顧客から店頭デリバディブ取引等の投資判断を一任され、金銭の運用をする旨の契約の締結の媒介を行っていたほか、ファンドの募集又は私募を行っていたもの。 証券取引等監視委員会の調査により左記事実が認められたことから、同委員会から裁判所に対し、左記行為の禁止及び停止を命ずるよう申立てが行われた。 なお、リペアハウス株式会社に対しては、平成28年1月29日付で警告を行っている。
Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the original Japanese source and determine relevance to your counterparty-risk workflow.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-05-14T21:13:26.085+00:00
- Evidence checked
- Not recorded
- Archive captured
- 2026-05-20T06:30:42.315+00:00
Show audit JSON
{
"record": {
"id": "a686b362-635f-4603-93cc-ca65f3d4b2b0",
"url": "https://regbase.jp/en/enforcement/kinshoho-aripeahausudai-biao-qu-di-yi-20160701",
"company_name_original": "A (リペアハウス株式会社代表取締役)",
"company_name_registry": "A (リペアハウス株式会社代表取締役)",
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "警告書発出",
"en": "警告書発出"
},
"authority": {
"ja": "金融庁・財務局",
"en": "金融庁・財務局"
}
},
"entity_match": {
"status": "possible",
"confidence": 60,
"method": "extracted_japanese_name",
"method_label": "Company name extracted from the Japanese public disclosure",
"notes": null
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Context needed",
"actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
"practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-aripeahausudai-biao-qu-di-yi-20160701",
"officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
"archiveUrl": "https://kiroku.today/view/9fa660712e7967kc",
"archiveCapturedAt": "2026-05-20T06:30:42.315+00:00",
"extractedAt": "2026-05-14T21:13:26.085+00:00",
"translatedAt": null,
"evidenceCheckedAt": null,
"generatedAt": "2026-05-20T10:10:16.248Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)Company info
- English name
- A (リペアハウス株式会社代表取締役) Japanese original
- Japanese name
- A (リペアハウス株式会社代表取締役)
About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.