Possible 警告書発出 against A (リペアハウス株式会社代表取締役)

A (リペアハウス株式会社代表取締役) (Financial Instruments and Exchange Act)
Financial Instruments and Exchange Act金融庁・財務局Possible entity match1 July 2016
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/api/v1/enforcements?company=A%20%EF%BC%88%E3%83%AA%E3%83%9A%E3%82%A2%E3%83%8F%E3%82%A6%E3%82%B9%E6%A0%AA%E5%BC%8F%E4%BC%9A%E7%A4%BE%E4%BB%A3%E8%A1%A8%E5%8F%96%E7%B7%A0%E5%BD%B9%EF%BC%89&limit=10

Action summary

Company
Original: A (リペアハウス株式会社代表取締役)
Entity match
Possible entity match60/100Machine extracted
Company name extracted from the Japanese public disclosure
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
警告書発出
警告書発出
Action date
1 July 2016
Issuing authority
金融庁・財務局
金融庁・財務局

Violation

Show original Japanese text

顧客から店頭デリバディブ取引等の投資判断を一任され、金銭の運用をする旨の契約の締結の媒介を行っていたほか、ファンドの募集又は私募を行っていたもの。 証券取引等監視委員会の調査により左記事実が認められたことから、同委員会から裁判所に対し、左記行為の禁止及び停止を命ずるよう申立てが行われた。 なお、リペアハウス株式会社に対しては、平成28年1月29日付で警告を行っている。

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the original Japanese source and determine relevance to your counterparty-risk workflow.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original 金融庁・財務局 announcement (Japanese)Archived source snapshot
Extracted at
2026-05-14T21:13:26.085+00:00
Evidence checked
Not recorded
Archive captured
2026-05-20T06:30:42.315+00:00
Show audit JSON
{
  "record": {
    "id": "a686b362-635f-4603-93cc-ca65f3d4b2b0",
    "url": "https://regbase.jp/en/enforcement/kinshoho-aripeahausudai-biao-qu-di-yi-20160701",
    "company_name_original": "A (リペアハウス株式会社代表取締役)",
    "company_name_registry": "A (リペアハウス株式会社代表取締役)",
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "警告書発出",
      "en": "警告書発出"
    },
    "authority": {
      "ja": "金融庁・財務局",
      "en": "金融庁・財務局"
    }
  },
  "entity_match": {
    "status": "possible",
    "confidence": 60,
    "method": "extracted_japanese_name",
    "method_label": "Company name extracted from the Japanese public disclosure",
    "notes": null
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Context needed",
    "actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
    "practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-aripeahausudai-biao-qu-di-yi-20160701",
    "officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "archiveUrl": "https://kiroku.today/view/9fa660712e7967kc",
    "archiveCapturedAt": "2026-05-20T06:30:42.315+00:00",
    "extractedAt": "2026-05-14T21:13:26.085+00:00",
    "translatedAt": null,
    "evidenceCheckedAt": null,
    "generatedAt": "2026-05-20T10:10:16.248Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Company info

English name
A (リペアハウス株式会社代表取締役) Japanese original
Japanese name
A (リペアハウス株式会社代表取締役)
See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.