Enforcement record

Issuance of Warning Letter disclosure naming Alphabrex OÜ

Alphabrex OÜ (Financial Instruments and Exchange Act)

This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.

Financial Instruments and Exchange ActFinancial Services Agency and Local Finance BureausGovernment disclosure1 March 2026

Action type

Issuance of Warning Letter

Law

Financial Instruments and Exchange Act

Authority

Financial Services Agency and Local Finance Bureaus

Action date

1 March 2026

Current page: Enforcement record

This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.

Free report

Save the disclosure record naming Alphabrex OÜ

Includes the published name, regulator, governing law, source links, archive status, and reviewer note fields for internal due-diligence files.

Preserved evidence by Kiroku

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/api/v1/enforcements?company=Alphabrex%20O%C3%9C&limit=10

Action summary

Company
Alphabrex OÜJapanese only
Original: Alphabrex OÜ
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
Issuance of Warning Letter
警告書発出
Action date
1 March 2026
Issuing authority
Financial Services Agency and Local Finance Bureaus
金融庁・財務局
Industry context
無登録金融商品取引業者(海外)

Violation

Machine-translated summary — verify against original

A business was soliciting over-the-counter derivative transactions over the internet using a service called [theoption], which has the same name as a service provided by [TCG holdings Ltd.] that was warned about in June 2017. The relationship between this business and the warned companies is unknown, but their locations are similar or nearly identical to those of the following warned companies: - [TigerFX Limited] (warned on September 25, 2025) - [Midori FX(Pty)Ltd] (warned on May 28, 2025) - [ZT Markets Limited] (warned on April 25, 2025) - [Quality FX Ltd] (warned on December 26, 2024) - [Gradian LTD] (warned on November 27, 2024) - [Amazingtick Limited] (warned on October 25, 2024) - [LIRUNEX LIMITED] (warned on April 25, 2024)

Show original Japanese text

インターネットを通じて、店頭デリバティブ取引の勧誘を行っていたもの 当該業者が提供するサービスの名称は「theoption」であり、平成29年6月に警告した「TCG holdings Ltd.」が提供していたサービスの名称と同一である。 なお、当該業者との関係性は不明であるが、警告している以下の業者と所在地が同様もしくは酷似している。 ・「TigerFX Limited」(令和7年9月25日付で警告) ・「Midori FX(Pty)Ltd」 (令和7年5月28日付で警告) ・「ZT Markets Limited」 (令和7年4月25日付で警告) ・「Quality FX Ltd」(令和6年12月26日付で警告) ・「Gradian LTD」(令和6年11月27日付で警告) ・「Amazingtick Limited」 (令和6年10月25日付で警告) ・「LIRUNEX LIMITED」(令和6年4月25日付で警告)

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

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This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original Financial Services Agency and Local Finance Bureaus source (Japanese)Open preserved source and evidence pack
Extracted at
2026-05-14T21:13:26.083+00:00
Evidence checked
2026-08-13T16:41:49.339+00:00
Archive captured
2026-05-15T18:30:47.935052+00:00
Show audit JSON
{
  "record": {
    "id": "0e735ba2-4390-4774-b2c3-70def1ebaa76",
    "url": "https://regbase.jp/en/enforcement/kinshoho-alphabrexou-20260301",
    "company_name_original": "Alphabrex OÜ",
    "company_name_registry": null,
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "警告書発出",
      "en": "Issuance of Warning Letter"
    },
    "authority": {
      "ja": "金融庁・財務局",
      "en": "Financial Services Agency and Local Finance Bureaus"
    }
  },
  "entity_match": {
    "status": "unresolved",
    "confidence": 60,
    "method": "source_name_only_no_registry_match",
    "method_label": "source_name_only_no_registry_match",
    "notes": "公表資料の名称は収録しましたが、法人番号へ安全に結び付ける独立証拠が不足しています。"
  },
  "review": {
    "status": "needs_review",
    "label": "Needs review"
  },
  "compliance_context": {
    "severity": "Context needed",
    "actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
    "practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-alphabrexou-20260301",
    "officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "officialDocumentUrl": null,
    "archiveUrl": "https://kiroku.today/a/9fa660712e7967kc",
    "archivedSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "archiveCapturedAt": "2026-05-15T18:30:47.935052+00:00",
    "extractedAt": "2026-05-14T21:13:26.083+00:00",
    "translatedAt": "2026-07-06T04:14:21.182+00:00",
    "evidenceCheckedAt": "2026-08-13T16:41:49.339+00:00",
    "generatedAt": "2026-08-14T08:45:26.433Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.