Possible Surcharge Payment Order against アイシン精機株式会社
For developers: integration details
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/api/v1/enforcements?company=%E3%82%A2%E3%82%A4%E3%82%B7%E3%83%B3%E7%B2%BE%E6%A9%9F%E6%A0%AA%E5%BC%8F%E4%BC%9A%E7%A4%BE&limit=10Action summary
- Company
- アイシン精機株式会社Japanese originalOriginal: アイシン精機株式会社
- Entity match
- Possible entity match60/100Machine extractedCompany name extracted from the Japanese public disclosure
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Surcharge Payment Order課徴金納付命令
- Action date
- 9 June 2021
- Penalty
- ¥150K (¥150,000)
- Issuing authority
- Financial Services Agency金融庁
Violation
Insider trading by an employee involved in contract negotiations with Aisin Seiki Co., Ltd.
Show original Japanese text
アイシン精機（株）との契約締結交渉者社員による内部者取引
Compliance context
Medium-highA formal administrative order requiring payment of a monetary surcharge.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-04-24T23:27:31.452+00:00
- Evidence checked
- 2026-04-24T23:27:31.452+00:00
- Archive captured
- 2026-04-05T06:31:03.035+00:00
Show audit JSON
{
"record": {
"id": "8ca2ffd4-139c-4c7a-9ab8-7b22be970f43",
"url": "https://regbase.jp/en/enforcement/kinshoho-aisinjing-ji-20210609",
"company_name_original": "アイシン精機株式会社",
"company_name_registry": "アイシン精機株式会社",
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "課徴金納付命令",
"en": "Surcharge Payment Order"
},
"authority": {
"ja": "金融庁",
"en": "Financial Services Agency"
}
},
"entity_match": {
"status": "possible",
"confidence": 60,
"method": "extracted_japanese_name",
"method_label": "Company name extracted from the Japanese public disclosure",
"notes": null
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Medium-high",
"actionMeaning": "A formal administrative order requiring payment of a monetary surcharge.",
"practicalNote": "Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-aisinjing-ji-20210609",
"officialSourceUrl": "https://www.fsa.go.jp/news/r2/shouken/20210409_7.html",
"archiveUrl": "https://kiroku.today/view/976bcc8338lduqtp",
"archiveCapturedAt": "2026-04-05T06:31:03.035+00:00",
"extractedAt": "2026-04-24T23:27:31.452+00:00",
"translatedAt": "2026-05-01T06:44:46.433+00:00",
"evidenceCheckedAt": "2026-04-24T23:27:31.452+00:00",
"generatedAt": "2026-05-20T22:14:25.568Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.