Possible 警告書発出 against Ahuamateibuinbesutomentomanezimentoziyapan K.K. (affirmative Investment Management Japan Inc.)
Action summary
- Company
- Ahuamateibuinbesutomentomanezimentoziyapan K.K. (affirmative Investment Management Japan Inc.)RomanizedOriginal: アファーマティブ・インベストメント・マネジメント・ジャパン株式会社 (Affirmative Investment Management Japan Inc.)
- Entity match
- Possible entity match60/100Machine extractedCompany name extracted from the Japanese public disclosure
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- 警告書発出警告書発出
- Action date
- October 1, 2025
- Issuing authority
- 金融庁・財務局金融庁・財務局
Violation
Show original Japanese text
ウェブサイト上に金融商品取引業を行う旨を表示したもの 当該業者は、当該業者のウェブサイト上で、「2021年4月に金融事業者ライセンス(投資助言・代理業)登録を完了しました。」と表示していた。
Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the original Japanese source and determine relevance to your counterparty-risk workflow.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-05-14T21:13:26.083+00:00
- Evidence checked
- Not recorded
- Archive captured
- Not archived
Show audit JSON
{
"record": {
"id": "29dd7478-f84d-4a8a-8454-e22621f4a144",
"url": "https://regbase.jp/en/enforcement/kinshoho-ahuamateibuinbesutomentomanezimentoziyapanaffirmativeinvestmentmanagementjapanin-20251001",
"company_name_original": "アファーマティブ・インベストメント・マネジメント・ジャパン株式会社 (Affirmative Investment Management Japan Inc.)",
"company_name_registry": "アファーマティブ・インベストメント・マネジメント・ジャパン株式会社 (Affirmative Investment Management Japan Inc.)",
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "警告書発出",
"en": "警告書発出"
},
"authority": {
"ja": "金融庁・財務局",
"en": "金融庁・財務局"
}
},
"entity_match": {
"status": "possible",
"confidence": 60,
"method": "extracted_japanese_name",
"method_label": "Company name extracted from the Japanese public disclosure",
"notes": null
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Context needed",
"actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
"practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-ahuamateibuinbesutomentomanezimentoziyapanaffirmativeinvestmentmanagementjapanin-20251001",
"officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
"archiveUrl": null,
"archiveCapturedAt": null,
"extractedAt": "2026-05-14T21:13:26.083+00:00",
"translatedAt": null,
"evidenceCheckedAt": null,
"generatedAt": "2026-05-15T01:41:00.597Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Watch this company
Get an email when Ahuamateibuinbesutomentomanezimentoziyapan K.K. (affirmative Investment Management Japan Inc.) has new enforcement actions or registry changes (representative, address, business status). Sign-in is via a one-time email link — no password.
Language
日本語版を見る (Japanese)Company info
- English name
- Ahuamateibuinbesutomentomanezimentoziyapan K.K. (affirmative Investment Management Japan Inc.) Romanized
- Japanese name
- アファーマティブ・インベストメント・マネジメント・ジャパン株式会社 (Affirmative Investment Management Japan Inc.)
About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.