Enforcement record
Issuance of Warning Letter disclosure naming 株式会社アーバンコンサル
This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.
Action type
Issuance of Warning Letter
Law
Financial Instruments and Exchange Act
Authority
Financial Services Agency and Local Finance Bureaus
Action date
1 June 2014
Current page: Enforcement record
This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.
Source verification
Public-source and preservation status
- Publishing authority
- Financial Services Agency and Local Finance Bureaus
- Official source URL
- Recorded by RegBase
- Entity match
- Not confirmed; shown under the published name
- Kiroku preservation
- Saved content requires review
- Captured: May 16, 2026, 03:30 AM JST
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Action summary
- Company
- 株式会社アーバンコンサルJapanese onlyOriginal: 株式会社アーバンコンサル
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Issuance of Warning Letter警告書発出
- Action date
- 1 June 2014
- Issuing authority
- Financial Services Agency and Local Finance Bureaus金融庁・財務局
- Industry context
- 無登録金融商品取引業者（国内）
Violation
The entity sent solicitation materials and solicited the purchase of unlisted stocks. The name of the representative is unknown. They sent a postcard titled 'We will take unwanted claims' and received a phone call soliciting the purchase of unlisted stocks. They also received explanations that a temporary fee was needed to解除 the transfer restrictions on the stocks, which is false. The postcard falsely claimed a registration number similar to that of the Financial Bureau and stated that trading of non-performing loans would cease on May 31, 2014, under the Act on Regulation of Financial Instruments, which is untrue. The solicitation materials are similar to those used by Mitsubishi Corporation, which was warned on May 20, 2014.
Show original Japanese text
勧誘資料等を送付したうえで、未公開株等の買取りの勧誘を行っていたもの。 代表者等の氏名は「不明」。 当該業者から「不要な債権お引取りします」と題した葉書が送られ、電話において、未公開株の買取りの勧誘を受けたとの情報が寄せられている。また、「未公開株の買取りには、譲渡制限の解除費用が一時的に必要」等の説明を受けているが、説明内容は事実ではない。 葉書には、財務局の登録番号に類似した「財務支局長714号」を騙っており、また、「特定金融商品規制法により2014年5月31日をもって、不良債権の取引が停止されます。」と記載しているが、そのような事実はない。 勧誘資料は、平成26年5月20日付で警告を行った「株式会社三菱商事」と類似している。
Public documents and saved materials
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Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
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Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.