Possible 警告書発出 against Abadeintou Zi Yun Yong Adobaizari K.K.

アバディーン投資運用アドバイザリー株式会社 (Financial Instruments and Exchange Act)
Financial Instruments and Exchange Act金融庁・財務局Possible entity match1 February 2018

Action summary

Company
Original: アバディーン投資運用アドバイザリー株式会社
Entity match
Possible entity match60/100Machine extracted
Company name extracted from the Japanese public disclosure
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
警告書発出
警告書発出
Action date
1 February 2018
Issuing authority
金融庁・財務局
金融庁・財務局

Violation

Show original Japanese text

インターネットを通じて、ファンドの募集又は私募を行っていたもの 代表者等の氏名は「不明」。 当該業者はウェブサイト上で「ABERDEEN FUND」の勧誘を行っているが、当該ウェブサイトは、登録を受けた金融商品取引業者である「アバディーン・スタンダード・インベストメンツ株式会社」のウェブサイトを模倣したものであり、また、同社と類似した商号を使用し、所在地・電話番号等を騙っていた。

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the original Japanese source and determine relevance to your counterparty-risk workflow.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original 金融庁・財務局 announcement (Japanese)
Extracted at
2026-05-14T21:13:26.085+00:00
Evidence checked
Not recorded
Archive captured
Not archived
Show audit JSON
{
  "record": {
    "id": "00686beb-a94a-4d7b-9574-5038129d2efa",
    "url": "https://regbase.jp/en/enforcement/kinshoho-abadeintou-zi-yun-yong-adobaizari-20180201",
    "company_name_original": "アバディーン投資運用アドバイザリー株式会社",
    "company_name_registry": "アバディーン投資運用アドバイザリー株式会社",
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "警告書発出",
      "en": "警告書発出"
    },
    "authority": {
      "ja": "金融庁・財務局",
      "en": "金融庁・財務局"
    }
  },
  "entity_match": {
    "status": "possible",
    "confidence": 60,
    "method": "extracted_japanese_name",
    "method_label": "Company name extracted from the Japanese public disclosure",
    "notes": null
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Context needed",
    "actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
    "practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-abadeintou-zi-yun-yong-adobaizari-20180201",
    "officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "archiveUrl": null,
    "archiveCapturedAt": null,
    "extractedAt": "2026-05-14T21:13:26.085+00:00",
    "translatedAt": null,
    "evidenceCheckedAt": null,
    "generatedAt": "2026-05-15T03:55:21.205Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

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Company info

English name
Abadeintou Zi Yun Yong Adobaizari K.K. Romanized
Japanese name
アバディーン投資運用アドバイザリー株式会社
See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.