Japanese original

株式会社ストックジャパン

株式会社ストックジャパン· Corporate Number: 4260001030553

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Public Record Summary

Actions in last 3 years
1records
Actions in last year
0records
Latest action
about 2 years ago

5 Dec 2023

Total penalties
-

Enforcement and administrative action history

Financial Instruments and Exchange ActRecommendation
Confirmed entity match

① Acts involving advertising with significantly false representations of facts  a. The company made representations on its website advertising that significantly misrepresented the prospects of profit, and also falsified statutory books to appear as if the statements were true.  b. The page containing the above statements was an advertisement by the company but did not include required display items such as the company name, trade name, or registration number.  c. Despite having no contractual relationship with the individual in the above advertisement, the company's sales manager falsely recorded in statutory books that a investment advisory contract had been concluded with that individual and that advice had been provided multiple times. ② Acts involving advertising with representations that significantly mislead  The company listed, on its recommended performance page, at least 10 stocks, the date and stock price at the time of recommendation, not the highest price after recommendation, and the stock price fluctuation rate based on that high price. However, the page did not disclose these details and falsely suggested that the high price after recommendation was the date and price at which the company recommended selling to customers. ③ Acts of falsely informing customers  When soliciting the conclusion of investment advisory contracts, the company listed on its web page for soliciting advice that the 'original investment advisory fee' was a 'discounted price' to give customers a sense of savings. Through telephone calls by sales staff, the company concluded a total of 257 contracts.

5 Dec 2023Securities and Exchange Surveillance Commissionaffected consumers 3,697

Registry data

English name
株式会社ストックジャパン
Japanese name
株式会社ストックジャパン
Corporate Number
4260001030553
Registered address
岡山県倉敷市黒石1124番地1
Status
Active

Note: This company may not have detailed gBizINFO data, or RegBase has not completed enrichment yet. The public sources below may contain supplemental registry information.

gBizINFO: fetched 25 Apr 2026

Data sources

Breakdown by action type

About this English name

No official English name source is recorded. The original Japanese name is shown.

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