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あい証券株式会社

あい証券株式会社· Corporate Number: 9010401057968

あい証券株式会社は東京都港区六本木に本店を置く企業であり、業種は未公開である。2022年6月17日に金融商品取引法に関する公的処分を1件受けている。

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Public Record Summary

Actions in last 3 years
0records
Actions in last year
0records
Latest action
about 3 years ago

17 Jun 2022

Total penalties
-

Enforcement and administrative action history

Financial Instruments and Exchange ActRecommendation
Confirmed entity match

Aisecurities Co., Ltd. invested as the sole qualified institutional investor in the anonymous partnership 'Arbitrage System Fund' operated by ARBITRAGE SYSTEM FUND COMPANY LIMITED, a corporation registered in the Cayman Islands. On October 31, 2011, Aisecurities entered into a sales委託 contract and a memorandum regarding administrative management (hereinafter referred to as 'this memorandum') with ARBITRAGE SYSTEM FUND COMPANY LIMITED. As of the inspection standard date (August 24, 2020), Aisecurities was handling private placement of investment interests related to Arbitrage Fund I and managing investment funds. Furthermore, Aisecurities was found to have engaged in investment management activities without registration and to have conducted business operations problematic for investor protection.

17 Jun 2022Securities and Exchange Surveillance Commission
Open source archiveCheck original source

Related companiesSame representative, shared registered address, name succession, and similar detected relationships

株式会社ＳＢＩ証券Same address

Japanese name: 株式会社ＳＢＩ証券 / 東京都港区六本木

新生信託銀行Same address

Japanese name: 新生信託銀行 / 東京都港区六本木

日本アジア・アセット・マネジメントSame address

Japanese name: 日本アジア・アセット・マネジメント / 東京都港区六本木

あいグローバル・アセット・マネジメント株式会社Same address

Japanese name: あいグローバル・アセット・マネジメント株式会社 / 東京都港区六本木

新生信託銀行Same address

Japanese name: 新生信託銀行 / 東京都港区六本木

Language

日本語版を見る (Japanese)

Registry data

English name
あい証券株式会社
Japanese name
あい証券株式会社
Corporate Number
9010401057968
Registered address
東京都港区六本木１丁目６番１号
Status
Active

Note: This company may not have detailed gBizINFO data, or RegBase has not completed enrichment yet. The public sources below may contain supplemental registry information.

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gBizINFO: fetched 25 Apr 2026

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About this English name

No official English name source is recorded. The original Japanese name is shown.

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