Surcharge Payment Order against TATSUTA Electric Wire and Cable Co., Ltd.
Action summary
- Company
- Original: タツタ電線株式会社Corporate Number: 4122001004781
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Surcharge Payment Order課徴金納付命令
- Action date
- April 26, 2024
- Penalty
- ¥1.3M (¥1,260,000)
- Issuing authority
- Financial Services Agency金融庁
Violation
The respondent submitted a statement acknowledging the facts related to the surcharge under Article 178, Paragraph 1, Items 16 and 17 of the Financial Instruments and Exchange Act, and the amount of surcharge to be paid. Based on this, a draft decision was submitted by the presiding judge to order the respondent to pay the surcharge in accordance with Article 185-6 of the Financial Instruments and Exchange Act.
Show original Japanese text
被審人から課徴金に係る金融商品取引法第178条第1項第16号及び第17号に掲げる事実並びに納付すべき課徴金の額を認める旨の答弁書の提出があり、これを受けた審判官から金商法第185条の6の規定に基づき、課徴金の納付を命ずる旨の決定案が提出された。
Source
Original Financial Services Agency announcement (in Japanese)The original Japanese disclosure is the authoritative record.
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Language
日本語版を見る (Japanese)Company info
- English name
- TATSUTA Electric Wire and Cable Co., Ltd. Official
- Japanese name
- タツタ電線株式会社
- Corporate Number
- 4122001004781
- Registered address
- 大阪府東大阪市岩田町２丁目３番１号
About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.