Surcharge Payment Order against 日本板硝子株式会社
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/api/v1/enforcements?corporate_number=4010401054474&limit=10Action summary
- Company
- 日本板硝子株式会社Japanese originalOriginal: 日本板硝子株式会社Corporate Number: 4010401054474
- Entity match
- Confirmed entity match95/100Machine extractedNormalized Japanese name matched to a company profile with Corporate NumberMatched by normalized Japanese company name to an enriched company profile with a Corporate Number.
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Surcharge Payment Order課徴金納付命令
- Action date
- 13 September 2022
- Penalty
- ¥2.1M (¥2,150,000)
- Issuing authority
- Financial Services Agency金融庁
Violation
Based on the results of an inspection related to market manipulation involving Nippon Sheet Glass Co., Ltd. and one other stock, a recommendation was made to pay a surcharge. A decision was made to initiate a trial procedure (Reiwa 4th year (Han) No. 12 Financial Instruments and Exchange Act violation trial case). During the process, the respondent submitted a statement acknowledging the facts listed in Article 178, Paragraph 1, Item 14 of the Financial Instruments and Exchange Act (hereinafter referred to as the 'Financial Instruments and Exchange Act') and the amount of surcharge to be paid. Based on this, the presiding judge submitted a draft decision to order the payment of the surcharge pursuant to Article 185-6 of the Financial Instruments and Exchange Act, which led to the final decision to impose the surcharge.
Show original Japanese text
日本板硝子（株）株式外１銘柄に係る相場操縦の検査結果に基づく課徴金納付命令の勧告を受け、審判手続開始の決定（令和4年度(判)第12号金融商品取引法違反審判事件）を行ったところ、被審人から課徴金に係る金融商品取引法（以下「金商法」といいます。）第178条第1項第14号に掲げる事実及び納付すべき課徴金の額を認める旨の答弁書の提出があり、これを受けた審判官から金商法第185条の6の規定に基づき、課徴金の納付を命ずる旨の決定案が提出されたことから、決定を行った。
Compliance context
Medium-highA formal administrative order requiring payment of a monetary surcharge.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-04-24T23:28:59.848+00:00
- Evidence checked
- 2026-04-24T23:28:59.848+00:00
- Archive captured
- 2026-04-05T00:30:54.903+00:00
Show audit JSON
{
"record": {
"id": "5f9771a1-5f77-4a9c-b240-88757ef907d9",
"url": "https://regbase.jp/en/enforcement/kinshoho-ri-ben-ban-xiao-zi-20220913",
"company_name_original": "日本板硝子株式会社",
"company_name_registry": "日本板硝子株式会社",
"corporate_number": "4010401054474",
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "課徴金納付命令",
"en": "Surcharge Payment Order"
},
"authority": {
"ja": "金融庁",
"en": "Financial Services Agency"
}
},
"entity_match": {
"status": "confirmed",
"confidence": 95,
"method": "normalized_name_with_corporate_number",
"method_label": "Normalized Japanese name matched to a company profile with Corporate Number",
"notes": "Matched by normalized Japanese company name to an enriched company profile with a Corporate Number."
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Medium-high",
"actionMeaning": "A formal administrative order requiring payment of a monetary surcharge.",
"practicalNote": "Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-ri-ben-ban-xiao-zi-20220913",
"officialSourceUrl": "https://www.fsa.go.jp/news/r4/shouken/20221021-3.html",
"archiveUrl": "https://kiroku.today/view/6303fea894l0zlvq",
"archiveCapturedAt": "2026-04-05T00:30:54.903+00:00",
"extractedAt": "2026-04-24T23:28:59.848+00:00",
"translatedAt": "2026-05-01T06:46:11.209+00:00",
"evidenceCheckedAt": "2026-04-24T23:28:59.848+00:00",
"generatedAt": "2026-06-19T08:21:48.518Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)Company info
- English name
- 日本板硝子株式会社 Japanese original
- Japanese name
- 日本板硝子株式会社
- Corporate Number
- 4010401054474
- Registered address
- 東京都港区三田３丁目５番２７号
About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.