Enforcement record
Surcharge Payment Order disclosure naming 日本板硝子株式会社
This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.
Action type
Surcharge Payment Order
Law
Financial Instruments and Exchange Act
Authority
Financial Services Agency
Action date
13 September 2022
Current page: Enforcement record
This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.
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Public-source and preservation status
- Publishing authority
- Financial Services Agency
- Official source URL
- Recorded by RegBase
- Entity match
- Not confirmed; shown under the published name
- Kiroku preservation
- Queued for preservation
- Captured: Jul 12, 2026, 03:03 PM JST
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Action summary
- Company
- 日本板硝子株式会社Japanese onlyOriginal: 日本板硝子株式会社
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Surcharge Payment Order課徴金納付命令
- Action date
- 13 September 2022
- Penalty
- ¥2.1M (¥2,150,000)
- Issuing authority
- Financial Services Agency金融庁
Violation
Based on the results of an inspection related to market manipulation involving Nippon Sheet Glass Co., Ltd. and one other stock, a recommendation was made to pay a surcharge. A decision was made to initiate a trial procedure (Reiwa 4th year (Han) No. 12 Financial Instruments and Exchange Act violation trial case). During the process, the respondent submitted a statement acknowledging the facts listed in Article 178, Paragraph 1, Item 14 of the Financial Instruments and Exchange Act (hereinafter referred to as the 'Financial Instruments and Exchange Act') and the amount of surcharge to be paid. Based on this, the presiding judge submitted a draft decision to order the payment of the surcharge pursuant to Article 185-6 of the Financial Instruments and Exchange Act, which led to the final decision to impose the surcharge.
Show original Japanese text
日本板硝子（株）株式外１銘柄に係る相場操縦の検査結果に基づく課徴金納付命令の勧告を受け、審判手続開始の決定（令和4年度(判)第12号金融商品取引法違反審判事件）を行ったところ、被審人から課徴金に係る金融商品取引法（以下「金商法」といいます。）第178条第1項第14号に掲げる事実及び納付すべき課徴金の額を認める旨の答弁書の提出があり、これを受けた審判官から金商法第185条の6の規定に基づき、課徴金の納付を命ずる旨の決定案が提出されたことから、決定を行った。
Compliance context
Medium-highA formal administrative order requiring payment of a monetary surcharge.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.
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Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.