Recommendation against 株式会社千葉銀行
株式会社千葉銀行 (Financial Instruments and Exchange Act)
Financial Instruments and Exchange ActSecurities and Exchange Surveillance CommissionJune 9, 2024
Action summary
- Company
- 株式会社千葉銀行Japanese onlyOriginal: 株式会社千葉銀行Corporate Number: 2040001000019
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Recommendation勧告
- Action date
- June 9, 2024
- Issuing authority
- Securities and Exchange Surveillance Commission証券取引等監視委員会
Violation
Machine-translated summary — verify against original
Customers are being encouraged to purchase structured bonds without confirming or considering customer attributes; internal management systems are inadequate.
Show original Japanese text
顧客属性を確認及び検討しないまま、顧客を仕組債購入へ誘引している状況、内部管理態勢が不十分な状況
Source
Original Securities and Exchange Surveillance Commission announcement (in Japanese)The original Japanese disclosure is the authoritative record.
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Language
日本語版を見る (Japanese)Company info
- English name
- 株式会社千葉銀行 Japanese only
- Japanese name
- 株式会社千葉銀行
- Corporate Number
- 2040001000019
- Registered address
- 千葉県千葉市中央区千葉港１番２号
About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.