Surcharge Payment Order against 名古屋電機工業株式会社
Action summary
- Company
- 名古屋電機工業株式会社Japanese onlyOriginal: 名古屋電機工業株式会社Corporate Number: 7180001020428
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Surcharge Payment Order課徴金納付命令
- Action date
- March 27, 2024
- Penalty
- ¥730K (¥730,000)
- Issuing authority
- Financial Services Agency金融庁
Violation
Based on the investigation results concerning insider trading involving an employee of Nagoya Denki Kogyo Co., Ltd., and information received from the respondent, a surcharge payment order was recommended. The respondent submitted a statement acknowledging the facts listed in Article 178, Paragraph 1, Item 16 of the Financial Instruments and Exchange Act and the amount of surcharge to be paid. Based on this, the presiding officer submitted a draft decision to order the payment of the surcharge pursuant to Article 185-6 of the Act, and a final decision was made.
Show original Japanese text
内部者取引に関する検査結果に基づき、名古屋電機工業(株)社員からの情報受領者による取引
Source
Original Financial Services Agency announcement (in Japanese)The original Japanese disclosure is the authoritative record.
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Language
日本語版を見る (Japanese)Company info
- English name
- 名古屋電機工業株式会社 Japanese only
- Japanese name
- 名古屋電機工業株式会社
- Corporate Number
- 7180001020428
- Registered address
- 愛知県あま市篠田面徳29番地1
About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.