Surcharge Payment Order against 名古屋電機工業株式会社

名古屋電機工業株式会社 (Financial Instruments and Exchange Act)

Financial Instruments and Exchange ActFinancial Services AgencyConfirmed entity match27 March 2024

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/api/v1/enforcements?corporate_number=7180001020428&limit=10

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Action summary

Company: 名古屋電機工業株式会社Japanese original
Original: 名古屋電機工業株式会社
Corporate Number: 7180001020428
Entity match: Confirmed entity match95/100Machine extracted
Normalized Japanese name matched to a company profile with Corporate Number
Matched by normalized Japanese company name to an enriched company profile with a Corporate Number.
Governing law: Financial Instruments and Exchange Act
金融商品取引法
Action type: Surcharge Payment Order
課徴金納付命令
Action date: 27 March 2024
Penalty: ¥730K (¥730,000)
Issuing authority: Financial Services Agency
金融庁

Violation

Machine-translated summary — verify against original

Based on the investigation results concerning insider trading involving an employee of Nagoya Denki Kogyo Co., Ltd., and information received from the respondent, a surcharge payment order was recommended. The respondent submitted a statement acknowledging the facts listed in Article 178, Paragraph 1, Item 16 of the Financial Instruments and Exchange Act and the amount of surcharge to be paid. Based on this, the presiding officer submitted a draft decision to order the payment of the surcharge pursuant to Article 185-6 of the Act, and a final decision was made.

Show original Japanese text

内部者取引に関する検査結果に基づき、名古屋電機工業（株）社員からの情報受領者による取引

Compliance context

Medium-high

A formal administrative order requiring payment of a monetary surcharge.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original Financial Services Agency announcement (Japanese)Archived source snapshot

Extracted at: 2026-04-24T23:29:10.678+00:00
Evidence checked: 2026-04-24T23:29:10.678+00:00
Archive captured: 2026-04-05T00:30:49.771+00:00

Show audit JSON

{
  "record": {
    "id": "48cd0ee3-41e5-4a52-bcf4-a9022b5ae0cb",
    "url": "https://regbase.jp/en/enforcement/kinshoho-ming-gu-wu-dian-ji-gong-ye-20240327",
    "company_name_original": "名古屋電機工業株式会社",
    "company_name_registry": "名古屋電機工業株式会社",
    "corporate_number": "7180001020428",
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "課徴金納付命令",
      "en": "Surcharge Payment Order"
    },
    "authority": {
      "ja": "金融庁",
      "en": "Financial Services Agency"
    }
  },
  "entity_match": {
    "status": "confirmed",
    "confidence": 95,
    "method": "normalized_name_with_corporate_number",
    "method_label": "Normalized Japanese name matched to a company profile with Corporate Number",
    "notes": "Matched by normalized Japanese company name to an enriched company profile with a Corporate Number."
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Medium-high",
    "actionMeaning": "A formal administrative order requiring payment of a monetary surcharge.",
    "practicalNote": "Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-ming-gu-wu-dian-ji-gong-ye-20240327",
    "officialSourceUrl": "https://www.fsa.go.jp/news/r4/shouken/20230125-1.html",
    "archiveUrl": "https://kiroku.today/view/c33888a36dl0zhx5",
    "archiveCapturedAt": "2026-04-05T00:30:49.771+00:00",
    "extractedAt": "2026-04-24T23:29:10.678+00:00",
    "translatedAt": "2026-05-01T06:46:40.357+00:00",
    "evidenceCheckedAt": "2026-04-24T23:29:10.678+00:00",
    "generatedAt": "2026-06-19T08:29:50.947Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Language

日本語版を見る (Japanese)

Company info

English name: 名古屋電機工業株式会社 Japanese original
Japanese name: 名古屋電機工業株式会社
Corporate Number: 7180001020428
Registered address: 愛知県あま市篠田面徳２９番地１

See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.