Surcharge Payment Order against 名古屋電機工業株式会社

名古屋電機工業株式会社 (Financial Instruments and Exchange Act)
Financial Instruments and Exchange ActFinancial Services AgencyMarch 27, 2024

Action summary

Company
Original: 名古屋電機工業株式会社
Corporate Number: 7180001020428
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
Surcharge Payment Order
課徴金納付命令
Action date
March 27, 2024
Penalty
¥730K (¥730,000)
Issuing authority
Financial Services Agency
金融庁

Violation

Machine-translated summary — verify against original

Based on the investigation results concerning insider trading involving an employee of Nagoya Denki Kogyo Co., Ltd., and information received from the respondent, a surcharge payment order was recommended. The respondent submitted a statement acknowledging the facts listed in Article 178, Paragraph 1, Item 16 of the Financial Instruments and Exchange Act and the amount of surcharge to be paid. Based on this, the presiding officer submitted a draft decision to order the payment of the surcharge pursuant to Article 185-6 of the Act, and a final decision was made.

Show original Japanese text

内部者取引に関する検査結果に基づき、名古屋電機工業(株)社員からの情報受領者による取引

Source

Original Financial Services Agency announcement (in Japanese)

The original Japanese disclosure is the authoritative record.

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Company info

English name
名古屋電機工業株式会社 Japanese only
Japanese name
名古屋電機工業株式会社
Corporate Number
7180001020428
Registered address
愛知県あま市篠田面徳29番地1
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About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.