Surcharge Payment Order against 株式会社大盛工業株式

株式会社大盛工業株式 (Financial Instruments and Exchange Act)
Financial Instruments and Exchange ActFinancial Services AgencyApril 25, 2024

Action summary

Company
Original: 株式会社大盛工業株式
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
Surcharge Payment Order
課徴金納付命令
Action date
April 25, 2024
Penalty
¥2.3M (¥2,280,000)
Issuing authority
Financial Services Agency
金融庁

Violation

Machine-translated summary — verify against original

A recommendation for a surcharge payment order was made based on the inspection results concerning stabilization operations. The decision to initiate the adjudication process was also made.

Show original Japanese text

安定操作に関する検査結果に基づく課徴金納付命令の勧告を受け、審判手続開始の決定を行った。

Source

Original Financial Services Agency announcement (in Japanese)

The original Japanese disclosure is the authoritative record.

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Company info

English name
株式会社大盛工業株式 Japanese only
Japanese name
株式会社大盛工業株式
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About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.