Enforcement record
Surcharge Payment Order disclosure naming 大平洋金属株式会社
This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.
Action type
Surcharge Payment Order
Law
Financial Instruments and Exchange Act
Authority
Financial Services Agency
Action date
27 April 2024
RegBase evidence report
Japanese public-record enforcement check
Saveable record of the published action, regulator source, source status, and review notes for internal compliance files.
- Report ID
- RB-EN-ENFORCEMENT-KINSHOHO-DA-PING--202608182253
- Generated at
- 19 August 2026 at 07:53
- Record URL
- https://regbase.jp/en/enforcement/kinshoho-da-ping-yang-jin-shu-20240427
1. Review Summary
| Disclosure name | 大平洋金属株式会社 | Corporate Number | Not stated in the disclosure |
|---|---|---|---|
| Enforcement record | 1 record | Other confirmed records for this company | Outside this report's scope |
| Action date | 27 April 2024 | Authority | Financial Services Agency |
| Law | Financial Instruments and Exchange Act | Action type | Surcharge Payment Order |
| Source status | Preserved public-source archive recorded | ||
This report summarizes public Japanese government disclosure data held by RegBase. It is not a credit score, sanctions conclusion, legal opinion, or adverse-media determination. Confirm important decisions against the linked official Japanese source.
2. Published Information
| Published name | 大平洋金属株式会社 |
|---|
3. Enforcement Record
| Target name in disclosure | 大平洋金属株式会社 |
|---|---|
| Authority | Financial Services Agency (金融庁) |
| Law / action type | Financial Instruments and Exchange Act / Surcharge Payment Order |
| Action / announcement date | Action: 27 April 2024 / Announcement: 9 May 2026 |
| English summary | Based on the results of an investigation into market manipulation involving a stock outside of Taiheiyo Metal Co., Ltd. by an individual investor residing overseas, the Financial Services Agency recommended a surcharge payment order. On January 19, 2024, a decision was made to initiate court proceedings (Case No. 17 of the fiscal year 2023, violation of the Financial Instruments and Exchange Act). Subsequently, a draft decision to order the payment of a surcharge of 2,810,000 yen was submitted by the presiding judge based on Article 185-6 of the Financial Instruments and Exchange Act. The agency finalized the decision to impose the surcharge as described. |
| Original Japanese text | 海外居住の個人投資家による大平洋金属（株）株式外１銘柄に係る相場操縦 |
| Financial / consumer impact | Penalty: ¥2.8M (¥2,810,000) / Affected amount: - / Affected consumers: Not recorded |
| Official source | https://www.fsa.go.jp/news/r7/shouken/20260226-1.html |
| Source archive | https://kiroku.today/a/5a8cf156e3yanxtr |
| Extraction / evidence timestamps | Extracted: 9 May 2026 at 21:02 / Evidence checked: 9 May 2026 at 21:02 / Archive captured: 9 May 2026 at 21:02 |
4. Business Location and Permit Details
No additional structured business-location or permit fields are recorded for this disclosure.
5. Other Confirmed Records for This Company
This report covers the single government disclosure shown on this page.
Reviewer Notes
| Reviewer | Team / company | ||
|---|---|---|---|
| Review purpose | |||
| Additional notes | |||
- □ Official source URL or archived source was checked.
- □ Corporate Number, address, or other identifiers were reviewed to avoid confusing similarly named entities.
- □ This document is understood as a public-record evidence file, not a credit decision or legal opinion.
Current page: Enforcement record
This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.
Free report
Save the disclosure record naming 大平洋金属株式会社
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Preserved evidence by Kiroku
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Open the preserved public source with its capture time, original artifact, available verification data, and downloadable evidence pack.
For developers: JSON integration details
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Action summary
- Company
- 大平洋金属株式会社Japanese onlyOriginal: 大平洋金属株式会社
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Surcharge Payment Order課徴金納付命令
- Action date
- 27 April 2024
- Penalty
- ¥2.8M (¥2,810,000)
- Issuing authority
- Financial Services Agency金融庁
- Industry context
- 金属・非鉄金属
Violation
Based on the results of an investigation into market manipulation involving a stock outside of Taiheiyo Metal Co., Ltd. by an individual investor residing overseas, the Financial Services Agency recommended a surcharge payment order. On January 19, 2024, a decision was made to initiate court proceedings (Case No. 17 of the fiscal year 2023, violation of the Financial Instruments and Exchange Act). Subsequently, a draft decision to order the payment of a surcharge of 2,810,000 yen was submitted by the presiding judge based on Article 185-6 of the Financial Instruments and Exchange Act. The agency finalized the decision to impose the surcharge as described.
Show original Japanese text
海外居住の個人投資家による大平洋金属（株）株式外１銘柄に係る相場操縦
Compliance context
Medium-highA formal administrative order requiring payment of a monetary surcharge.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-05-09T12:02:28.777+00:00
- Evidence checked
- 2026-05-09T12:02:28.777+00:00
- Archive captured
- 2026-05-09T12:02:46.750639+00:00
Show audit JSON
{
"record": {
"id": "4bed887e-019e-456a-b745-0aceef97b2ef",
"url": "https://regbase.jp/en/enforcement/kinshoho-da-ping-yang-jin-shu-20240427",
"company_name_original": "大平洋金属株式会社",
"company_name_registry": null,
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "課徴金納付命令",
"en": "Surcharge Payment Order"
},
"authority": {
"ja": "金融庁",
"en": "Financial Services Agency"
}
},
"entity_match": {
"status": "unresolved",
"confidence": 85,
"method": "nta_strict_name_nationally_unique",
"method_label": "nta_strict_name_nationally_unique",
"notes": "NTA full-download lookup found a nationally unique exact registered-name candidate (大平洋金属株式会社). No Corporate Number was present in the disclosure, so this remains a likely match."
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Medium-high",
"actionMeaning": "A formal administrative order requiring payment of a monetary surcharge.",
"practicalNote": "Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-da-ping-yang-jin-shu-20240427",
"officialSourceUrl": "https://www.fsa.go.jp/news/r7/shouken/20260226-1.html",
"officialDocumentUrl": null,
"archiveUrl": "https://kiroku.today/a/5a8cf156e3yanxtr",
"archivedSourceUrl": "https://www.fsa.go.jp/news/r7/shouken/20260226-1.html",
"archiveCapturedAt": "2026-05-09T12:02:46.750639+00:00",
"extractedAt": "2026-05-09T12:02:28.777+00:00",
"translatedAt": "2026-07-06T07:41:49.21+00:00",
"evidenceCheckedAt": "2026-05-09T12:02:28.777+00:00",
"generatedAt": "2026-08-18T22:53:17.974Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.