Enforcement record
Administrative Guidance against 上田電鉄株式会社
This page is one enforcement record linked to a confirmed legal entity. Company-level Official Gazette notices, registry data, related-company signals, and other public records are collected on the company profile.
View company profileAction type
Administrative Guidance
Law
Railway Business Act
Authority
Action date
23 March 2022
RegBase evidence report
Japanese public-record enforcement check
Saveable record of the confirmed target entity, regulator disclosure, source status, and review notes for internal compliance files.
- Report ID
- RB-EN-ENFORCEMENT-51742A5B-9511-4BE-202607241239
- Generated at
- 24 July 2026 at 21:39
- Record URL
- https://regbase.jp/en/enforcement/51742a5b-9511-4beb-8139-ff6dabc9115b
1. Review Summary
| Target entity | 上田電鉄株式会社 | Corporate Number | 4100001011197 |
|---|---|---|---|
| Enforcement record | 1 record | Other confirmed records for this company | 0 records |
| Action date | 23 March 2022 | Authority | |
| Law | Railway Business Act | Action type | Administrative Guidance |
| Source status | Preserved public-source archive recorded | ||
This report summarizes public Japanese government disclosure data held by RegBase. It is not a credit score, sanctions conclusion, legal opinion, or adverse-media determination. Confirm important decisions against the linked official Japanese source.
2. Target Entity
| English display name | 上田電鉄株式会社 |
|---|---|
| Original Japanese name | 上田電鉄株式会社 |
| English-name source | Japanese original |
| Corporate Number | 4100001011197 |
| Company status | Active |
| Representative | Not recorded |
| Registered address | 長野県上田市天神1丁目2番1号 |
| Industry / capital | Industry: 鉄道事業者 / Capital: - |
3. Enforcement Record
| Target name in disclosure | 上田電鉄株式会社 |
|---|---|
| Authority | () |
| Law / action type | Railway Business Act / Administrative Guidance |
| Action / announcement date | Action: 23 March 2022 / Announcement: 10 July 2026 |
| English summary | Between November 29 and December 1, 2021, a safety audit was conducted on Ueda Electric Railway Co., Ltd. (法人番号4100001011197) headquartered in Ueda City, Nagano Prefecture. The audit revealed issues requiring corrective measures, leading to an administrative guidance issued on March 23, 2022, under the Railway Business Act. The guidance specifies the need to establish a system for accurately grasping on-site conditions, regularly verify operational status, organize issues, and strengthen safety management systems to ensure the feasibility of improvements. Specific issues include: 1. Failure to revise internal standards for vehicle inspection limits and standards when changed, and inadequate communication of necessary information to Tokyu Corporation, which is entrusted with inspections. The company must review inspection practices, ensure compliance with safety management regulations, and strengthen management systems with its contractors. 2. Obstructions caused by structures on the up-line platform at Shimonogō Station, which violate the building clearance standards stipulated in the Track Maintenance Guidelines (Implementation Standards) Article 23. Multiple locations were found in the 2020 Bessho Line platform survey where clearances are obstructed or at risk. The company must take appropriate measures to rectify these obstructions, deepen employees' understanding of building clearance standards, enhance interdepartmental coordination during construction, and review the survey process annually to ensure compliance. The guidance emphasizes the importance of maintaining safety standards and proper management to prevent infrastructure obstructions and ensure safe railway operations. |
| Original Japanese text | 令和3年11月29日から12月1日まで、貴社に対して保安監査を実施したところであるが、監査の結果、改善を要する事項が認められたことから、下記の事項について、改善措置を講ずるよう指示する。 講じた措置については、令和4年4月25日までに報告されたい。 記 以下の事項をはじめとして、現場の状況を的確に把握する体制を整備した上で、現場の業務の実施状況を定期的に検証して、課題を整理し、必要な改善を行うとともに、改善の実行性が確保されるような安全管理体制の強化を図ること。 1.車両の定期検査項目の一部について、限度及び標準値を変更した際に、内規で定める車両限度表を改正しておらず、重要部検査及び全般検査を委託している東急電鉄株式会社に対しても、安全管理規程第32条第6項に基づく業務に必要な情報の伝達が行われていなかったことを確認した。 よって、検査の実態と規程類の整合性を確認し、必要な見直しを実施するとともに、検査等の委託に際しては、安全管理規程を遵守し、適正な品質を確保するために委託会社との情報連絡体制を見直すなど管理体制を強化すること。 2.下之郷駅上り線プラットホームに設置されている工作物が、軌道整備心得(実施基準)第23条に規定する建築限界(プラットホームに対する限界)を支障していることを確認した。また、2020年度の「別所線ホーム調査」においては、下之郷駅上り線ホームに関わらず、プラットホームに対する限界を支障する又はそのおそれのある検査結果となっている箇所が複数あることを確認した。 よって、下之郷駅上り線ホームに設置されている工作物に対して適切な措置を講じるとともに、その他のホームにおいても建築限界を支障している状況にある場合は、同様に適切な措置を講ずること。 また、関係する社員の建築限界に対する理解を深め、各種工事の際は部門間における連携を強化し工作物等が建築限界を支障することの無いよう工事の施工管理体制を強化すること。さらに、毎年実施している「別所線ホーム調査」に関しては、必要な諸元を再検証したうえで調査を実施し、調査結果において限界を支障している場合は、適切な措置を講ずるよう体制を見直すこと。 【北陸信越運輸局】 |
| Official source | https://www.mlit.go.jp/nega-inf/cgi-bin/search.cgi?jigyoubunya=tetudou&EID=search&no=19 |
| Source archive | https://kiroku.today/a/84bf4a1fdff9uwsk |
| Extraction / evidence timestamps | Extracted: 17 July 2026 at 18:24 / Evidence checked: 17 July 2026 at 18:24 / Archive captured: 11 July 2026 at 03:33 |
4. Business Location and Permit Details
| Business location address | 長野県上田市 |
|---|---|
| Legal articles | 鉄道に関する技術上の基準を定める省令 |
| Overview page | https://www.mlit.go.jp/nega-inf/cgi-bin/search.cgi?jigyoubunya=tetudou&EID=search&no=19 |
5. Other Confirmed Records for This Company
No other confirmed enforcement records linked to this company are shown within the current RegBase coverage.
Reviewer Notes
| Reviewer | Team / company | ||
|---|---|---|---|
| Review purpose | |||
| Additional notes | |||
- □ Official source URL or archived source was checked.
- □ Corporate Number, address, or other identifiers were reviewed to avoid confusing similarly named entities.
- □ This document is understood as a public-record evidence file, not a credit decision or legal opinion.
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Action summary
- Company
- 上田電鉄株式会社Japanese originalOriginal: 上田電鉄株式会社Corporate Number: 4100001011197
- Entity match
- Confirmed entity match100/100Machine checkedsource_corporate_number_nta_current_name国税庁法人番号データとの独立照合で対象法人を確認しました(source_corporate_number_nta_current_name)。
- Governing law
- Railway Business Act鉄道事業法
- Action type
- Administrative Guidance行政指導
- Action date
- 23 March 2022
- Issuing authority
- Industry context
- 鉄道事業者
Violation
Between November 29 and December 1, 2021, a safety audit was conducted on Ueda Electric Railway Co., Ltd. (法人番号4100001011197) headquartered in Ueda City, Nagano Prefecture. The audit revealed issues requiring corrective measures, leading to an administrative guidance issued on March 23, 2022, under the Railway Business Act. The guidance specifies the need to establish a system for accurately grasping on-site conditions, regularly verify operational status, organize issues, and strengthen safety management systems to ensure the feasibility of improvements. Specific issues include: 1. Failure to revise internal standards for vehicle inspection limits and standards when changed, and inadequate communication of necessary information to Tokyu Corporation, which is entrusted with inspections. The company must review inspection practices, ensure compliance with safety management regulations, and strengthen management systems with its contractors. 2. Obstructions caused by structures on the up-line platform at Shimonogō Station, which violate the building clearance standards stipulated in the Track Maintenance Guidelines (Implementation Standards) Article 23. Multiple locations were found in the 2020 Bessho Line platform survey where clearances are obstructed or at risk. The company must take appropriate measures to rectify these obstructions, deepen employees' understanding of building clearance standards, enhance interdepartmental coordination during construction, and review the survey process annually to ensure compliance. The guidance emphasizes the importance of maintaining safety standards and proper management to prevent infrastructure obstructions and ensure safe railway operations.
Show original Japanese text
令和3年11月29日から12月1日まで、貴社に対して保安監査を実施したところであるが、監査の結果、改善を要する事項が認められたことから、下記の事項について、改善措置を講ずるよう指示する。 講じた措置については、令和4年4月25日までに報告されたい。 記 以下の事項をはじめとして、現場の状況を的確に把握する体制を整備した上で、現場の業務の実施状況を定期的に検証して、課題を整理し、必要な改善を行うとともに、改善の実行性が確保されるような安全管理体制の強化を図ること。 1.車両の定期検査項目の一部について、限度及び標準値を変更した際に、内規で定める車両限度表を改正しておらず、重要部検査及び全般検査を委託している東急電鉄株式会社に対しても、安全管理規程第32条第6項に基づく業務に必要な情報の伝達が行われていなかったことを確認した。 よって、検査の実態と規程類の整合性を確認し、必要な見直しを実施するとともに、検査等の委託に際しては、安全管理規程を遵守し、適正な品質を確保するために委託会社との情報連絡体制を見直すなど管理体制を強化すること。 2.下之郷駅上り線プラットホームに設置されている工作物が、軌道整備心得(実施基準)第23条に規定する建築限界(プラットホームに対する限界)を支障していることを確認した。また、2020年度の「別所線ホーム調査」においては、下之郷駅上り線ホームに関わらず、プラットホームに対する限界を支障する又はそのおそれのある検査結果となっている箇所が複数あることを確認した。 よって、下之郷駅上り線ホームに設置されている工作物に対して適切な措置を講じるとともに、その他のホームにおいても建築限界を支障している状況にある場合は、同様に適切な措置を講ずること。 また、関係する社員の建築限界に対する理解を深め、各種工事の際は部門間における連携を強化し工作物等が建築限界を支障することの無いよう工事の施工管理体制を強化すること。さらに、毎年実施している「別所線ホーム調査」に関しては、必要な諸元を再検証したうえで調査を実施し、調査結果において限界を支障している場合は、適切な措置を講ずるよう体制を見直すこと。 【北陸信越運輸局】
Business location and permit details
- Business location address
- 長野県上田市
- Legal articles
- 鉄道に関する技術上の基準を定める省令
- Overview page
- https://www.mlit.go.jp/nega-inf/cgi-bin/search.cgi?jigyoubunya=tetudou&EID=search&no=19
These fields are extracted from the original Japanese disclosure or linked overview pages when available.
Compliance context
Low-mediumAdministrative guidance or supervision was publicly disclosed by the authority.
Japanese regulatory disclosure under Railway Business Act.
Use as a monitoring signal. Confirm details before treating it as a formal sanction.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-07-17T09:24:29.056+00:00
- Evidence checked
- 2026-07-17T09:24:28.984+00:00
- Archive captured
- 2026-07-10T18:33:58.154135+00:00
Show audit JSON
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"company_name_original": "上田電鉄株式会社",
"company_name_registry": "上田電鉄株式会社",
"corporate_number": "4100001011197",
"law": {
"ja": "鉄道事業法",
"en": "Railway Business Act"
},
"action_type": {
"ja": "行政指導",
"en": "Administrative Guidance"
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"authority": {
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"en": ""
}
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"status": "confirmed",
"confidence": 100,
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"notes": "国税庁法人番号データとの独立照合で対象法人を確認しました(source_corporate_number_nta_current_name)。"
},
"review": {
"status": "machine_reviewed",
"label": "Machine checked"
},
"compliance_context": {
"severity": "Low-medium",
"actionMeaning": "Administrative guidance or supervision was publicly disclosed by the authority.",
"practicalNote": "Use as a monitoring signal. Confirm details before treating it as a formal sanction.",
"lawContext": "Japanese regulatory disclosure under Railway Business Act."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/51742a5b-9511-4beb-8139-ff6dabc9115b",
"officialSourceUrl": "https://www.mlit.go.jp/nega-inf/cgi-bin/search.cgi?jigyoubunya=tetudou&EID=search&no=19",
"officialDocumentUrl": null,
"archiveUrl": "https://kiroku.today/a/84bf4a1fdff9uwsk",
"archivedSourceUrl": "https://www.mlit.go.jp/nega-inf/cgi-bin/search.cgi?jigyoubunya=tetudou&EID=search&no=19",
"archiveCapturedAt": "2026-07-10T18:33:58.154135+00:00",
"extractedAt": "2026-07-17T09:24:29.056+00:00",
"translatedAt": "2026-07-10T13:30:38.064+00:00",
"evidenceCheckedAt": "2026-07-17T09:24:28.984+00:00",
"generatedAt": "2026-07-24T12:39:54.497Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)Company info
- English name
- 上田電鉄株式会社 Japanese original
- Japanese name
- 上田電鉄株式会社
- Corporate Number
- 4100001011197
- Registered address
- 長野県上田市天神1丁目2番1号
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About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.