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ちばぎん証券株式会社

ちばぎん証券株式会社· Corporate Number: 4040001034601

ちばぎん証券株式会社は千葉県千葉市中央区に本店を置く企業である。2024年6月9日に金融商品取引法に基づく行政処分を受けている。

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Public Record Summary

Actions in last 3 years
1records
Actions in last year
0records
Latest action
about 1 years ago

9 Jun 2024

Total penalties
-

Enforcement and administrative action history

Financial Instruments and Exchange ActRecommendation
Confirmed entity match

The firm engaged in business operations that conflicted with the suitability principle, solicited complex structured bonds over a long-term and continuous period with conduct that differed from the customer's investment policy and experience, failed to provide explanations to ensure customer understanding, and continued solicitation and sales that conflicted with the suitability principle.

9 Jun 2024Securities and Exchange Surveillance Commission
Open source archiveCheck original source

Language

日本語版を見る (Japanese)

Registry data

English name
ちばぎん証券株式会社
Japanese name
ちばぎん証券株式会社
Corporate Number
4040001034601
Registered address
千葉県千葉市中央区中央２丁目５番１号
Status
Active

Note: This company may not have detailed gBizINFO data, or RegBase has not completed enrichment yet. The public sources below may contain supplemental registry information.

View on gBizINFO ↗View on National Tax Agency Corporate Number site ↗

gBizINFO: fetched 25 Apr 2026

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About this English name

No official English name source is recorded. The original Japanese name is shown.

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