What public compliance information is shown for 株式会社IGMフィナンシャルグループ?

RegBase shows public Japanese enforcement records, Corporate Number and registry context where available, original source links, entity-match signals, and related company signals derived from public records.

Does no listed enforcement record mean 株式会社IGMフィナンシャルグループ is risk-free?

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Japanese original

株式会社IGMフィナンシャルグループ

株式会社IGMフィナンシャルグループ· Corporate Number: 7011101043839

株式会社IGMフィナンシャルグループは、東京都渋谷区千駄ヶ谷に本店を置く企業である。2020年4月14日に金融商品取引法に関する行政処分を受けている。

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Public Record Summary

Actions in last 3 years: 0records
Actions in last year: 0records
Latest action: about 6 years ago
Total penalties: -

Enforcement and administrative action history

Financial Instruments and Exchange ActRecommendation

Confirmed entity match

Regarding the solicitation of concluding financial instrument transactions, acts of informing clients falsely and providing misleading representations about important matters. Specifically, despite losses occurring in advisory performance, profits were recorded; securities not subject to advice were claimed to have been advised; and external AI analysis results were falsely presented as actual performance.

14 Apr 2020Securities and Exchange Surveillance Commission

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Language

日本語版を見る (Japanese)

Registry data

English name: 株式会社IGMフィナンシャルグループ
Japanese name: 株式会社IGMフィナンシャルグループ
Corporate Number: 7011101043839
Registered address: 東京都渋谷区千駄ヶ谷１丁目２０番３号バルビゾンビル１１番館２０５号
Status: Active

Note: This company may not have detailed gBizINFO data, or RegBase has not completed enrichment yet. The public sources below may contain supplemental registry information.

View on gBizINFO ↗View on National Tax Agency Corporate Number site ↗

gBizINFO: fetched 25 Apr 2026

Data sources

Breakdown by law

Financial Instruments and Exchange Act
1

Breakdown by action type

Recommendation
1

About this English name

No official English name source is recorded. The original Japanese name is shown.

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