Firstrade Securities Inc. *bei Kao Lan Notoori,mi Guo Zheng Quan Qu Yin Wei Yuan Hui Noren Ke Woshou Ketaye Zhe Noming Cheng Wopian Tuteitamono.
Firstrade Securities Inc. ※備考欄のとおり、米国証券取引委員会の認可を受けた業者の名称を騙っていたもの。
Firstrade Securities Inc. ※備考欄のとおり、米国証券取引委員会の認可を受けた業者の名称を騙っていたもの。 is a Japanese company. RegBase lists 1 public-source enforcement record for this company. The latest listed record is classified as Issuance of Warning Letter by Financial Services Agency and Local Finance Bureaus under the Financial Instruments and Exchange Act on 1 Oct 2013. Users should verify material records against the original Japanese source before making legal, credit, procurement, or onboarding decisions.
For developers: integration details
You do not need this for normal browsing. Use it when integrating this company record into an internal tool or AI workflow.
/api/v1/search?q=Firstrade%20Securities%20Inc.%20%E2%80%BB%E5%82%99%E8%80%83%E6%AC%84%E3%81%AE%E3%81%A8%E3%81%8A%E3%82%8A%E3%80%81%E7%B1%B3%E5%9B%BD%E8%A8%BC%E5%88%B8%E5%8F%96%E5%BC%95%E5%A7%94%E5%93%A1%E4%BC%9A%E3%81%AE%E8%AA%8D%E5%8F%AF%E3%82%92%E5%8F%97%E3%81%91%E3%81%9F%E6%A5%AD%E8%80%85%E3%81%AE%E5%90%8D%E7%A7%B0%E3%82%92%E9%A8%99%E3%81%A3%E3%81%A6%E3%81%84%E3%81%9F%E3%82%82%E3%81%AE%E3%80%82&limit=5Public Record Summary
- Actions in last 3 years
- 0records
- Actions in last year
- 0records
- Latest action
- about 12 years ago
- Total penalties
- -
1 Oct 2013
Compared with 200 peer companies with enforcement records in the 無登録金融商品取引業者（海外） industry
This company: 1/peer average: 1 (median 1)→ around peer average
Enforcement and administrative action history
Language
日本語版を見る (Japanese)Registry data
- English name
- Firstrade Securities Inc. *bei Kao Lan Notoori,mi Guo Zheng Quan Qu Yin Wei Yuan Hui Noren Ke Woshou Ketaye Zhe Noming Cheng Wopian Tuteitamono.
- Japanese name
- Firstrade Securities Inc. ※備考欄のとおり、米国証券取引委員会の認可を受けた業者の名称を騙っていたもの。
- Industry
- 無登録金融商品取引業者（海外）
- Status
- Active
Note: This company may not have detailed gBizINFO data, or RegBase has not completed enrichment yet. The public sources below may contain supplemental registry information.
Breakdown by law
- 1
Breakdown by action type
- 1
About this English name
Auto-romanized from the registered Japanese kana reading. Not an officially registered English name.
For sanctions screening or contractual purposes, always cross-reference using the Corporate Number (法人番号), not the English name alone.
If this profile contains an error or your company needs to add context, please use the correction request form. Submissions are reviewed under RegBase editorial policy.
This page mechanically aggregates and structures public government disclosures and public registry data under the editorial policy. It is not legal advice, credit scoring, or a final procurement decision. Always verify against the official source pages.