What public compliance information is shown for エボリューション・トレーディング・エルティディ?

RegBase shows public Japanese enforcement records, Corporate Number and registry context where available, original source links, entity-match signals, and related company signals derived from public records.

Does no listed enforcement record mean エボリューション・トレーディング・エルティディ is risk-free?

No. It only means RegBase has not currently listed a matching public enforcement record from its monitored sources. It is not a credit opinion, sanctions result, legal conclusion, or full background check.

Japanese original

エボリューション・トレーディング・エルティディ

エボリューション・トレーディング・エルティディは、法人格を有し、詳細な業種や所在地情報は公開されていない企業です。2024年2月13日に金融商品取引法に基づく公的処分を1件受けています。

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Public Record Summary

Actions in last 3 years: 1records
Actions in last year: 0records
Latest action: about 2 years ago
Total penalties: ¥2.8M

Enforcement and administrative action history

Financial Instruments and Exchange ActSurcharge Payment Order

¥2.8MPossible entity match

The Financial Services Agency decided to order Yamaha Corporation to pay a surcharge related to market manipulation of its stock. The decision followed a recommendation from the Securities and Exchange Surveillance Commission based on inspection results. On November 11, 2021, a hearing process was initiated (Case No. 5 of 2021, violation of the Financial Instruments and Exchange Act). The respondent submitted a statement acknowledging the facts listed in Article 178, Paragraph 1, Item 14 of the Financial Instruments and Exchange Act and the amount of surcharge to be paid. Based on this, a draft decision to order payment of the surcharge was submitted by the adjudicator pursuant to Article 185-6 of the Act. The decision was made as described below. For details, see the summary of the decision (PDF: 217KB).

13 Feb 2024Financial Services Agency

Open source archive Check original source

Language

日本語版を見る (Japanese)

Registry data

English name: エボリューション・トレーディング・エルティディ
Japanese name: エボリューション・トレーディング・エルティディ
Status: Active

Note: This company may not have detailed gBizINFO data, or RegBase has not completed enrichment yet. The public sources below may contain supplemental registry information.

Search "エボリューション・トレーディング・エルティディ" on gBizINFO ↗

gBizINFO: fetched 25 Apr 2026

Data sources

Breakdown by law

Financial Instruments and Exchange Act
1

Breakdown by action type

Surcharge Payment Order
1

About this English name

No official English name source is recorded. The original Japanese name is shown.

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