Enforcement record

Surcharge Payment Order disclosure naming 太陽有限責任監査法人

太陽有限責任監査法人 (公認会計士法)

This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.

公認会計士法Financial Services AgencyGovernment disclosure30 April 2024

Action type

Surcharge Payment Order

Law

公認会計士法

Authority

Financial Services Agency

Action date

30 April 2024

Current page: Enforcement record

This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.

Source verification

Public-source and preservation status

Publishing authority: Financial Services Agency
Official source URL: Recorded by RegBase
Entity match: Not confirmed; shown under the published name
Kiroku preservation: Completed archive verified; Captured: Jul 12, 2026, 03:11 PM JST

“Confirmed” means that RegBase matched this record to the cited public disclosure or entity under the stated checks. It does not verify the truth of the disclosure or guarantee the entity’s current status, creditworthiness, or any legal conclusion.

Open the official source links in the section below to review the original disclosure.

Action summary

Company: 太陽有限責任監査法人Japanese only
Original: 太陽有限責任監査法人
Governing law: 公認会計士法
公認会計士法
Action type: Surcharge Payment Order
課徴金納付命令
Action date: 30 April 2024
Penalty: ¥96M (¥95,950,000)
Issuing authority: Financial Services Agency
金融庁
Industry context: 会計監査

Violation

Machine-translated summary — verify against original

False certification of financial documents

Show original Japanese text

財務書類の虚偽証明

Compliance context

Medium-high

A formal administrative order requiring payment of a monetary surcharge.

Japanese regulatory disclosure under 公認会計士法.

Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Open original sources and verification detailsOfficial URL, direct PDF, and Kiroku archive

Original Financial Services Agency source (Japanese)Open preserved source and evidence pack

Extracted at: 2026-04-24T23:29:52.852+00:00
Evidence checked: 2026-04-24T23:29:52.852+00:00
Archive captured: 2026-07-12T06:11:14.321222+00:00

Show audit JSON

{
  "record": {
    "id": "9f9bbf3d-4a57-4250-8cd2-16bc3f964314",
    "url": "https://regbase.jp/en/enforcement/other-tai-yang-you-xian-ze-ren-jian-cha-fa-ren-20240430",
    "company_name_original": "太陽有限責任監査法人",
    "company_name_registry": null,
    "corporate_number": null,
    "law": {
      "ja": "公認会計士法",
      "en": "公認会計士法"
    },
    "action_type": {
      "ja": "課徴金納付命令",
      "en": "Surcharge Payment Order"
    },
    "authority": {
      "ja": "金融庁",
      "en": "Financial Services Agency"
    }
  },
  "entity_match": {
    "status": "unresolved",
    "confidence": 85,
    "method": "nta_strict_name_nationally_unique",
    "method_label": "nta_strict_name_nationally_unique",
    "notes": "NTA full-download lookup found a nationally unique exact registered-name candidate (太陽有限責任監査法人). No Corporate Number was present in the disclosure, so this remains a likely match."
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Medium-high",
    "actionMeaning": "A formal administrative order requiring payment of a monetary surcharge.",
    "practicalNote": "Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.",
    "lawContext": "Japanese regulatory disclosure under 公認会計士法."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/other-tai-yang-you-xian-ze-ren-jian-cha-fa-ren-20240430",
    "officialSourceUrl": "https://www.fsa.go.jp/news/r5/shouken/20240228.html",
    "officialDocumentUrl": null,
    "archiveUrl": "https://kiroku.today/a/0fc7f1a151he9he4",
    "archivedSourceUrl": "https://www.fsa.go.jp/news/r5/shouken/20240228.html",
    "archiveCapturedAt": "2026-07-12T06:11:14.321222+00:00",
    "extractedAt": "2026-04-24T23:29:52.852+00:00",
    "translatedAt": "2026-05-01T06:47:13.081+00:00",
    "evidenceCheckedAt": "2026-04-24T23:29:52.852+00:00",
    "generatedAt": "2026-09-18T19:44:39.434Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Language

日本語版を見る (Japanese)

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.