Possible 警告書発出 against Yamatotou Zi Shi Ye Zu He Dai Biao A

ヤマト投資事業組合 代表 A (Financial Instruments and Exchange Act)
Financial Instruments and Exchange Act金融庁・財務局Possible entity match1 March 2013

Use this data via API

Fetch this company's enforcement records

/api/v1/enforcements?company=%E3%83%A4%E3%83%9E%E3%83%88%E6%8A%95%E8%B3%87%E4%BA%8B%E6%A5%AD%E7%B5%84%E5%90%88%20%E4%BB%A3%E8%A1%A8%20A&limit=10

Action summary

Company
Original: ヤマト投資事業組合 代表 A
Entity match
Possible entity match60/100Machine extracted
Company name extracted from the Japanese public disclosure
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
警告書発出
警告書発出
Action date
1 March 2013
Issuing authority
金融庁・財務局
金融庁・財務局

Violation

Show original Japanese text

勧誘資料等を送付したうえで、株式の募集又は私募の取扱いを行っていたもの。 関東財務局の登録番号に類似した「関東財務局(金商)177号」を騙っていた。 また、所在地は、平成24年11月15日付で警告書を発出した「グローバルビジョン株式会社」と同一である。

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the original Japanese source and determine relevance to your counterparty-risk workflow.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original 金融庁・財務局 announcement (Japanese)
Extracted at
2026-05-14T21:13:26.087+00:00
Evidence checked
Not recorded
Archive captured
Not archived
Show audit JSON
{
  "record": {
    "id": "f66ee63c-47f1-46b9-b0fe-98d6d033ee81",
    "url": "https://regbase.jp/en/enforcement/kinshoho-yamatotou-zi-shi-ye-zu-he-dai-biao-a-20130301",
    "company_name_original": "ヤマト投資事業組合 代表 A",
    "company_name_registry": "ヤマト投資事業組合 代表 A",
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "警告書発出",
      "en": "警告書発出"
    },
    "authority": {
      "ja": "金融庁・財務局",
      "en": "金融庁・財務局"
    }
  },
  "entity_match": {
    "status": "possible",
    "confidence": 60,
    "method": "extracted_japanese_name",
    "method_label": "Company name extracted from the Japanese public disclosure",
    "notes": null
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Context needed",
    "actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
    "practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-yamatotou-zi-shi-ye-zu-he-dai-biao-a-20130301",
    "officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "archiveUrl": null,
    "archiveCapturedAt": null,
    "extractedAt": "2026-05-14T21:13:26.087+00:00",
    "translatedAt": null,
    "evidenceCheckedAt": null,
    "generatedAt": "2026-05-15T14:42:02.375Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Company info

English name
Yamatotou Zi Shi Ye Zu He Dai Biao A Romanized
Japanese name
ヤマト投資事業組合 代表 A
See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.