Enforcement record

Surcharge Payment Order disclosure naming 株式会社小僧寿し

株式会社小僧寿し (Financial Instruments and Exchange Act)

This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.

Financial Instruments and Exchange ActFinancial Services AgencyGovernment disclosure31 May 2024

Action type

Surcharge Payment Order

Law

Financial Instruments and Exchange Act

Authority

Financial Services Agency

Action date

31 May 2024

Current page: Enforcement record

This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.

Source verification

Public-source and preservation status

Publishing authority: Financial Services Agency
Official source URL: Recorded by RegBase
Entity match: Not confirmed; shown under the published name
Kiroku preservation: Completed archive verified; Captured: Jul 12, 2026, 03:11 PM JST

“Confirmed” means that RegBase matched this record to the cited public disclosure or entity under the stated checks. It does not verify the truth of the disclosure or guarantee the entity’s current status, creditworthiness, or any legal conclusion.

Open the official source links in the section below to review the original disclosure.

Action summary

Company: 株式会社小僧寿しJapanese only
Original: 株式会社小僧寿し
Governing law: Financial Instruments and Exchange Act
金融商品取引法
Action type: Surcharge Payment Order
課徴金納付命令
Action date: 31 May 2024
Penalty: ¥5.4M (¥5,390,000)
Issuing authority: Financial Services Agency
金融庁
Industry context: 飲食業

Violation

Machine-translated summary — verify against original

Insider trading by officers of Kozosushi Co., Ltd.

Show original Japanese text

株式会社小僧寿し役員による内部者取引

Compliance context

Medium-high

A formal administrative order requiring payment of a monetary surcharge.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Open original sources and verification detailsOfficial URL, direct PDF, and Kiroku archive

Original Financial Services Agency source (Japanese)Open preserved source and evidence pack

Extracted at: 2026-04-24T23:30:13.722+00:00
Evidence checked: 2026-04-24T23:30:13.722+00:00
Archive captured: 2026-07-12T06:11:26.718606+00:00

Show audit JSON

{
  "record": {
    "id": "8d0d2c74-baa0-4cf3-a888-0b8d743b09d3",
    "url": "https://regbase.jp/en/enforcement/kinshoho-xiao-seng-shou-si-20240531",
    "company_name_original": "株式会社小僧寿し",
    "company_name_registry": null,
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "課徴金納付命令",
      "en": "Surcharge Payment Order"
    },
    "authority": {
      "ja": "金融庁",
      "en": "Financial Services Agency"
    }
  },
  "entity_match": {
    "status": "unresolved",
    "confidence": 85,
    "method": "nta_strict_name_nationally_unique",
    "method_label": "nta_strict_name_nationally_unique",
    "notes": "NTA full-download lookup found a nationally unique exact registered-name candidate (株式会社小僧寿し). No Corporate Number was present in the disclosure, so this remains a likely match."
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Medium-high",
    "actionMeaning": "A formal administrative order requiring payment of a monetary surcharge.",
    "practicalNote": "Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-xiao-seng-shou-si-20240531",
    "officialSourceUrl": "https://www.fsa.go.jp/news/r5/shouken/20240628.html",
    "officialDocumentUrl": null,
    "archiveUrl": "https://kiroku.today/a/7cdd96094fhe9i4j",
    "archivedSourceUrl": "https://www.fsa.go.jp/news/r5/shouken/20240628.html",
    "archiveCapturedAt": "2026-07-12T06:11:26.718606+00:00",
    "extractedAt": "2026-04-24T23:30:13.722+00:00",
    "translatedAt": "2026-05-01T06:47:30.225+00:00",
    "evidenceCheckedAt": "2026-04-24T23:30:13.722+00:00",
    "generatedAt": "2026-09-18T19:43:03.181Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Language

日本語版を見る (Japanese)

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About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.