Enforcement record

Surcharge Payment Order disclosure naming 株式会社小僧寿し

株式会社小僧寿し (Financial Instruments and Exchange Act)

This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.

Financial Instruments and Exchange ActFinancial Services AgencyGovernment disclosure31 May 2024

Action type

Surcharge Payment Order

Law

Financial Instruments and Exchange Act

Authority

Financial Services Agency

Action date

31 May 2024

Current page: Enforcement record

This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.

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Preserved evidence by Kiroku

Review the preserved source for 株式会社小僧寿し

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For developers: JSON integration details

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/api/v1/enforcements?company=%E6%A0%AA%E5%BC%8F%E4%BC%9A%E7%A4%BE%E5%B0%8F%E5%83%A7%E5%AF%BF%E3%81%97&limit=10

Action summary

Company
株式会社小僧寿しJapanese only
Original: 株式会社小僧寿し
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
Surcharge Payment Order
課徴金納付命令
Action date
31 May 2024
Penalty
¥5.4M (¥5,390,000)
Issuing authority
Financial Services Agency
金融庁
Industry context
飲食業

Violation

Machine-translated summary — verify against original

Insider trading by officers of Kozosushi Co., Ltd.

Show original Japanese text

株式会社小僧寿し役員による内部者取引

Compliance context

Medium-high

A formal administrative order requiring payment of a monetary surcharge.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original Financial Services Agency source (Japanese)Open preserved source and evidence pack
Extracted at
2026-04-24T23:30:13.722+00:00
Evidence checked
2026-04-24T23:30:13.722+00:00
Archive captured
2026-07-12T06:11:26.718606+00:00
Show audit JSON
{
  "record": {
    "id": "8d0d2c74-baa0-4cf3-a888-0b8d743b09d3",
    "url": "https://regbase.jp/en/enforcement/kinshoho-xiao-seng-shou-si-20240531",
    "company_name_original": "株式会社小僧寿し",
    "company_name_registry": null,
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "課徴金納付命令",
      "en": "Surcharge Payment Order"
    },
    "authority": {
      "ja": "金融庁",
      "en": "Financial Services Agency"
    }
  },
  "entity_match": {
    "status": "unresolved",
    "confidence": 85,
    "method": "nta_strict_name_nationally_unique",
    "method_label": "nta_strict_name_nationally_unique",
    "notes": "NTA full-download lookup found a nationally unique exact registered-name candidate (株式会社小僧寿し). No Corporate Number was present in the disclosure, so this remains a likely match."
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Medium-high",
    "actionMeaning": "A formal administrative order requiring payment of a monetary surcharge.",
    "practicalNote": "Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-xiao-seng-shou-si-20240531",
    "officialSourceUrl": "https://www.fsa.go.jp/news/r5/shouken/20240628.html",
    "officialDocumentUrl": null,
    "archiveUrl": "https://kiroku.today/a/7cdd96094fhe9i4j",
    "archivedSourceUrl": "https://www.fsa.go.jp/news/r5/shouken/20240628.html",
    "archiveCapturedAt": "2026-07-12T06:11:26.718606+00:00",
    "extractedAt": "2026-04-24T23:30:13.722+00:00",
    "translatedAt": "2026-05-01T06:47:30.225+00:00",
    "evidenceCheckedAt": "2026-04-24T23:30:13.722+00:00",
    "generatedAt": "2026-08-04T14:26:18.746Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.