Enforcement record
Surcharge Payment Order disclosure naming 株式会社小僧寿し
This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.
Action type
Surcharge Payment Order
Law
Financial Instruments and Exchange Act
Authority
Financial Services Agency
Action date
31 May 2024
Current page: Enforcement record
This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.
Source verification
Public-source and preservation status
- Publishing authority
- Financial Services Agency
- Official source URL
- Recorded by RegBase
- Entity match
- Not confirmed; shown under the published name
- Kiroku preservation
- Queued for preservation
- Captured: Jul 12, 2026, 03:11 PM JST
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Action summary
- Company
- 株式会社小僧寿しJapanese onlyOriginal: 株式会社小僧寿し
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Surcharge Payment Order課徴金納付命令
- Action date
- 31 May 2024
- Penalty
- ¥5.4M (¥5,390,000)
- Issuing authority
- Financial Services Agency金融庁
- Industry context
- 飲食業
Violation
Insider trading by officers of Kozosushi Co., Ltd.
Show original Japanese text
株式会社小僧寿し役員による内部者取引
Compliance context
Medium-highA formal administrative order requiring payment of a monetary surcharge.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Language
日本語版を見る (Japanese)Recent records in the same industry
- Public Announcement of Multiple Subsidy Program Misuse19 May 2026
株式会社ＳＺＭ
Employment-related Subsidies
- Public Announcement of Human Resources Development Support Subsidy Misuse13 Feb 2026
株式会社ＭＣｏｍｐａｎｙ
Employment-related Subsidies
- Public Announcement of Human Resources Development Support Subsidy Misuse19 Dec 2025
株式会社夢現
Employment-related Subsidies
- Public Announcement of Employment Adjustment Subsidy Misuse13 Nov 2025
有限会社アズリ
Employment-related Subsidies
- Public Announcement of Multiple Subsidy Program Misuse14 May 2025
有限会社勝和産業
Employment-related Subsidies
About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.