Enforcement record
Surcharge Payment Order disclosure naming 株式会社スパンクリートコーポレーション
This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.
Action type
Surcharge Payment Order
Law
Financial Instruments and Exchange Act
Authority
Financial Services Agency
Action date
17 August 2022
Current page: Enforcement record
This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.
Source verification
Public-source and preservation status
- Publishing authority
- Financial Services Agency
- Official source URL
- Recorded by RegBase
- Entity match
- Not confirmed; shown under the published name
- Kiroku preservation
- Queued for preservation
- Captured: Jul 12, 2026, 03:02 PM JST
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Action summary
- Company
- 株式会社スパンクリートコーポレーションJapanese onlyOriginal: 株式会社スパンクリートコーポレーション
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Surcharge Payment Order課徴金納付命令
- Action date
- 17 August 2022
- Penalty
- ¥3.1M (¥3,090,000)
- Issuing authority
- Financial Services Agency金融庁
- Industry context
- 証券取引
Violation
The Financial Services Agency, upon receiving a recommendation from the Securities and Exchange Surveillance Commission to impose a surcharge based on the results of an investigation into market manipulation involving Kabushiki-gaisha Spankurīto Kōporēshon, initiated adjudication proceedings on May 11, 2022. The respondent submitted a statement acknowledging the facts listed in Article 178, Paragraph 1, Item 14 of the Financial Instruments and Exchange Act (hereafter
Show original Japanese text
証券取引等監視委員会からの検査結果に基づく相場操縦の行為
Compliance context
Medium-highA formal administrative order requiring payment of a monetary surcharge.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.
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Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.