Surcharge Payment Order against Serusosu K.K.
Action summary
- Company
- Serusosu K.K.RomanizedOriginal: セルソース株式会社Corporate Number: 3010401121829
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Surcharge Payment Order課徴金納付命令
- Action date
- September 15, 2023
- Penalty
- ¥440K (¥440,000)
- Issuing authority
- Financial Services Agency金融庁
Violation
Based on the recommendation for a surcharge payment order resulting from an investigation into insider trading by employees of CellSource Co., Ltd., a decision was made to initiate a trial procedure. The respondent submitted a statement admitting the facts listed in Article 178, Paragraph 1, Item 16 of the Financial Instruments and Exchange Act and the amount of surcharge to be paid. In response, the presiding judge submitted a draft decision to order the payment of the surcharge pursuant to Article 185-6 of the Act.
Show original Japanese text
セルソース（株）社員による内部者取引の検査結果に基づく課徴金納付命令の勧告を受け、審判手続開始の決定を行ったところ、被審人から課徴金に係る金融商品取引法第178条第1項第16号に掲げる事実及び納付すべき課徴金の額を認める旨の答弁書の提出があり、これを受けた審判官から法第185条の6の規定に基づき、課徴金の納付を命ずる旨の決定案が提出された。
Source
Original Financial Services Agency announcement (in Japanese)The original Japanese disclosure is the authoritative record.
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Language
日本語版を見る (Japanese)Company info
- English name
- Serusosu K.K. Romanized
- Japanese name
- セルソース株式会社
- Corporate Number
- 3010401121829
- Registered address
- 東京都渋谷区渋谷１丁目２３番２１号
About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.