Surcharge Payment Order against セルソース株式会社

セルソース株式会社 (Financial Instruments and Exchange Act)

Financial Instruments and Exchange ActFinancial Services AgencyConfirmed entity match15 September 2023

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Action summary

Company: セルソース株式会社Japanese original
Original: セルソース株式会社
Corporate Number: 3010401121829
Entity match: Confirmed entity match95/100Machine extracted
Normalized Japanese name matched to a company profile with Corporate Number
Matched by normalized Japanese company name to an enriched company profile with a Corporate Number.
Governing law: Financial Instruments and Exchange Act
金融商品取引法
Action type: Surcharge Payment Order
課徴金納付命令
Action date: 15 September 2023
Penalty: ¥440K (¥440,000)
Issuing authority: Financial Services Agency
金融庁

Violation

Machine-translated summary — verify against original

Based on the recommendation for a surcharge payment order resulting from an investigation into insider trading by employees of CellSource Co., Ltd., a decision was made to initiate a trial procedure. The respondent submitted a statement admitting the facts listed in Article 178, Paragraph 1, Item 16 of the Financial Instruments and Exchange Act and the amount of surcharge to be paid. In response, the presiding judge submitted a draft decision to order the payment of the surcharge pursuant to Article 185-6 of the Act.

Show original Japanese text

セルソース（株）社員による内部者取引の検査結果に基づく課徴金納付命令の勧告を受け、審判手続開始の決定を行ったところ、被審人から課徴金に係る金融商品取引法第178条第1項第16号に掲げる事実及び納付すべき課徴金の額を認める旨の答弁書の提出があり、これを受けた審判官から法第185条の6の規定に基づき、課徴金の納付を命ずる旨の決定案が提出された。

Compliance context

Medium-high

A formal administrative order requiring payment of a monetary surcharge.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original Financial Services Agency announcement (Japanese)Archived source snapshot

Extracted at: 2026-04-24T23:29:31.343+00:00
Evidence checked: 2026-04-24T23:29:31.343+00:00
Archive captured: 2026-04-04T18:31:04.8+00:00

Show audit JSON

{
  "record": {
    "id": "422832c5-dae8-46aa-b353-6bcfc54342d4",
    "url": "https://regbase.jp/en/enforcement/kinshoho-serusosu-20230915",
    "company_name_original": "セルソース株式会社",
    "company_name_registry": "セルソース株式会社",
    "corporate_number": "3010401121829",
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "課徴金納付命令",
      "en": "Surcharge Payment Order"
    },
    "authority": {
      "ja": "金融庁",
      "en": "Financial Services Agency"
    }
  },
  "entity_match": {
    "status": "confirmed",
    "confidence": 95,
    "method": "normalized_name_with_corporate_number",
    "method_label": "Normalized Japanese name matched to a company profile with Corporate Number",
    "notes": "Matched by normalized Japanese company name to an enriched company profile with a Corporate Number."
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Medium-high",
    "actionMeaning": "A formal administrative order requiring payment of a monetary surcharge.",
    "practicalNote": "Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-serusosu-20230915",
    "officialSourceUrl": "https://www.fsa.go.jp/news/r5/shouken/20230914-1.html",
    "archiveUrl": "https://kiroku.today/view/57450d01acko4uuq",
    "archiveCapturedAt": "2026-04-04T18:31:04.8+00:00",
    "extractedAt": "2026-04-24T23:29:31.343+00:00",
    "translatedAt": "2026-05-01T06:46:57.743+00:00",
    "evidenceCheckedAt": "2026-04-24T23:29:31.343+00:00",
    "generatedAt": "2026-06-19T08:19:03.407Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Language

日本語版を見る (Japanese)

Company info

English name: セルソース株式会社 Japanese original
Japanese name: セルソース株式会社
Corporate Number: 3010401121829
Registered address: 東京都渋谷区渋谷１丁目２３番２１号

See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.