Surcharge Payment Order against オンコリスバイオファーマ株式会社
For developers: integration details
You do not need this for normal browsing. Use it when integrating this enforcement record into an internal tool or AI workflow.
/api/v1/enforcements?corporate_number=4010401053237&limit=10Action summary
- Company
- オンコリスバイオファーマ株式会社Japanese originalOriginal: オンコリスバイオファーマ株式会社Corporate Number: 4010401053237
- Entity match
- Confirmed entity match95/100Machine extractedNormalized Japanese name matched to a company profile with Corporate NumberMatched by normalized Japanese company name to an enriched company profile with a Corporate Number.
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Surcharge Payment Order課徴金納付命令
- Action date
- 27 April 2022
- Penalty
- ¥28M (¥28,200,000)
- Issuing authority
- Financial Services Agency金融庁
Violation
Insider trading by information recipients from employees.
Show original Japanese text
社員からの情報受領者による内部者取引
Compliance context
Medium-highA formal administrative order requiring payment of a monetary surcharge.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-04-24T23:28:16.949+00:00
- Evidence checked
- 2026-04-24T23:28:16.949+00:00
- Archive captured
- 2026-04-05T06:30:48.097+00:00
Show audit JSON
{
"record": {
"id": "97527e6e-6003-4841-859d-b6a57396fb58",
"url": "https://regbase.jp/en/enforcement/kinshoho-onkorisubaiohuama-20220427",
"company_name_original": "オンコリスバイオファーマ株式会社",
"company_name_registry": "オンコリスバイオファーマ株式会社",
"corporate_number": "4010401053237",
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "課徴金納付命令",
"en": "Surcharge Payment Order"
},
"authority": {
"ja": "金融庁",
"en": "Financial Services Agency"
}
},
"entity_match": {
"status": "confirmed",
"confidence": 95,
"method": "normalized_name_with_corporate_number",
"method_label": "Normalized Japanese name matched to a company profile with Corporate Number",
"notes": "Matched by normalized Japanese company name to an enriched company profile with a Corporate Number."
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Medium-high",
"actionMeaning": "A formal administrative order requiring payment of a monetary surcharge.",
"practicalNote": "Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-onkorisubaiohuama-20220427",
"officialSourceUrl": "https://www.fsa.go.jp/news/r3/shouken/20220426-1.html",
"archiveUrl": "https://kiroku.today/view/355aad941fldufar",
"archiveCapturedAt": "2026-04-05T06:30:48.097+00:00",
"extractedAt": "2026-04-24T23:28:16.949+00:00",
"translatedAt": "2026-05-01T06:45:39.769+00:00",
"evidenceCheckedAt": "2026-04-24T23:28:16.949+00:00",
"generatedAt": "2026-05-20T22:15:04.665Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)Company info
- English name
- オンコリスバイオファーマ株式会社 Japanese original
- Japanese name
- オンコリスバイオファーマ株式会社
- Corporate Number
- 4010401053237
- Registered address
- 東京都港区虎ノ門4丁目1番28号
About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.