Enforcement record
Surcharge Payment Order disclosure naming 豊田合成（株）
This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.
Action type
Surcharge Payment Order
Law
Financial Instruments and Exchange Act
Authority
Financial Services Agency
Action date
30 March 2024
Current page: Enforcement record
This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.
Source verification
Public-source and preservation status
- Publishing authority
- Financial Services Agency
- Official source URL
- Recorded by RegBase
- Entity match
- Not confirmed; shown under the published name
- Kiroku preservation
- Queued for preservation
- Captured: May 9, 2026, 09:03 PM JST
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Action summary
- Company
- 豊田合成（株）Japanese onlyOriginal: 豊田合成（株）
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Surcharge Payment Order課徴金納付命令
- Action date
- 30 March 2024
- Penalty
- ¥580K (¥580,000)
- Issuing authority
- Financial Services Agency金融庁
- Industry context
- 自動車部品メーカー
Violation
On March 30, 2024, the Financial Services Agency issued a surcharge payment order to Toyota Gosei Co., Ltd., an automotive parts manufacturer, for insider trading conducted by an employee involved in contract negotiations with the company. The violation was identified through an investigation by the Securities and Exchange Surveillance Commission.
Show original Japanese text
証券取引等監視委員会からの検査結果に基づく内部者取引
Compliance context
Medium-highA formal administrative order requiring payment of a monetary surcharge.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.