Surcharge Payment Order against Jescohorudeingusu K.K.

JESCOホールディングス株式会社 (Financial Instruments and Exchange Act)
Financial Instruments and Exchange ActFinancial Services AgencyMay 23, 2023

Action summary

Company
Original: JESCOホールディングス株式会社
Corporate Number: 1011101008616
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
Surcharge Payment Order
課徴金納付命令
Action date
May 23, 2023
Penalty
¥2.7M (¥2,660,000)
Issuing authority
Financial Services Agency
金融庁

Violation

Machine-translated summary — verify against original

Based on the results of the market manipulation investigation, a recommendation was made to issue an order to pay the surcharge, and a decision was made to initiate a trial procedure. The respondent submitted a statement acknowledging the facts listed in Article 178, Paragraph 1, Item 14 of the Financial Instruments and Exchange Act and the amount of surcharge to be paid. A draft decision to order the payment of the surcharge was submitted.

Show original Japanese text

相場操縦の検査結果に基づく課徴金納付命令の勧告を受け、審判手続開始の決定を行ったところ、被審人から課徴金に係る金融商品取引法第178条第1項第14号に掲げる事実及び納付すべき課徴金の額を認める旨の答弁書の提出があり、課徴金の納付を命ずる決定案が提出された。

Source

Original Financial Services Agency announcement (in Japanese)

The original Japanese disclosure is the authoritative record.

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Company info

English name
Jescohorudeingusu K.K. Romanized
Japanese name
JESCOホールディングス株式会社
Corporate Number
1011101008616
Registered address
東京都港区赤坂4丁目8番18号
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About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.