Enforcement record
Surcharge Payment Order disclosure naming イノテック株式会社
This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.
Action type
Surcharge Payment Order
Law
Financial Instruments and Exchange Act
Authority
Financial Services Agency
Action date
2 September 2022
RegBase evidence report
Japanese public-record enforcement check
Saveable record of the published action, regulator source, source status, and review notes for internal compliance files.
- Report ID
- RB-EN-ENFORCEMENT-KINSHOHO-INOTETUK-202607260914
- Generated at
- 26 July 2026 at 18:14
- Record URL
- https://regbase.jp/en/enforcement/kinshoho-inotetuku-20220902
1. Review Summary
| Disclosure name | イノテック株式会社 | Corporate Number | Not stated in the disclosure |
|---|---|---|---|
| Enforcement record | 1 record | Other confirmed records for this company | Outside this report's scope |
| Action date | 2 September 2022 | Authority | Financial Services Agency |
| Law | Financial Instruments and Exchange Act | Action type | Surcharge Payment Order |
| Source status | Preserved public-source archive recorded | ||
This report summarizes public Japanese government disclosure data held by RegBase. It is not a credit score, sanctions conclusion, legal opinion, or adverse-media determination. Confirm important decisions against the linked official Japanese source.
2. Published Information
| Published name | イノテック株式会社 |
|---|
3. Enforcement Record
| Target name in disclosure | イノテック株式会社 |
|---|---|
| Authority | Financial Services Agency (金融庁) |
| Law / action type | Financial Instruments and Exchange Act / Surcharge Payment Order |
| Action / announcement date | Action: 2 September 2022 / Announcement: 13 March 2026 |
| English summary | On December 24, 2019, a decision was made to initiate a trial procedure following a recommendation from the Securities and Exchange Surveillance Commission for a surcharge payment order based on an investigation into insider trading by an executive involved in contract negotiations with Inotech Co., Ltd. The respondent submitted a statement acknowledging the facts listed in Article 178, Paragraph 1, Item 16 of the Financial Instruments and Exchange Act (hereafter |
| Original Japanese text | 証券取引等監視委員会からの検査結果に基づく課徴金納付命令の勧告 |
| Financial / consumer impact | Penalty: ¥196M (¥196,250,000) / Affected amount: - / Affected consumers: Not recorded |
| Official source | https://www.fsa.go.jp/news/r4/shouken/20220901-1.html |
| Source archive | https://kiroku.today/a/bef421819ahdxudb |
| Extraction / evidence timestamps | Extracted: 25 April 2026 at 08:28 / Evidence checked: 25 April 2026 at 08:28 / Archive captured: 12 July 2026 at 15:02 |
4. Business Location and Permit Details
No additional structured business-location or permit fields are recorded for this disclosure.
5. Other Confirmed Records for This Company
This report covers the single government disclosure shown on this page.
Reviewer Notes
| Reviewer | Team / company | ||
|---|---|---|---|
| Review purpose | |||
| Additional notes | |||
- □ Official source URL or archived source was checked.
- □ Corporate Number, address, or other identifiers were reviewed to avoid confusing similarly named entities.
- □ This document is understood as a public-record evidence file, not a credit decision or legal opinion.
Current page: Enforcement record
This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.
Free report
Save the disclosure record naming イノテック株式会社
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Preserved evidence by Kiroku
Review the preserved source for イノテック株式会社
Open the preserved public source with its capture time, original artifact, available verification data, and downloadable evidence pack.
For developers: JSON integration details
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Action summary
- Company
- イノテック株式会社Japanese onlyOriginal: イノテック株式会社
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Surcharge Payment Order課徴金納付命令
- Action date
- 2 September 2022
- Penalty
- ¥196M (¥196,250,000)
- Issuing authority
- Financial Services Agency金融庁
- Industry context
- 金融商品取引
Violation
On December 24, 2019, a decision was made to initiate a trial procedure following a recommendation from the Securities and Exchange Surveillance Commission for a surcharge payment order based on an investigation into insider trading by an executive involved in contract negotiations with Inotech Co., Ltd. The respondent submitted a statement acknowledging the facts listed in Article 178, Paragraph 1, Item 16 of the Financial Instruments and Exchange Act (hereafter
Show original Japanese text
証券取引等監視委員会からの検査結果に基づく課徴金納付命令の勧告
Compliance context
Medium-highA formal administrative order requiring payment of a monetary surcharge.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-04-24T23:28:44.519+00:00
- Evidence checked
- 2026-04-24T23:28:44.519+00:00
- Archive captured
- 2026-07-12T06:02:32.873557+00:00
Show audit JSON
{
"record": {
"id": "de7207e3-7d41-4a8c-911c-e38a7c9f19e3",
"url": "https://regbase.jp/en/enforcement/kinshoho-inotetuku-20220902",
"company_name_original": "イノテック株式会社",
"company_name_registry": null,
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "課徴金納付命令",
"en": "Surcharge Payment Order"
},
"authority": {
"ja": "金融庁",
"en": "Financial Services Agency"
}
},
"entity_match": {
"status": "unresolved",
"confidence": 60,
"method": "extracted_japanese_name",
"method_label": "Company name extracted from the Japanese public disclosure",
"notes": "The linked company profile has not been verified under the current identity policy."
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Medium-high",
"actionMeaning": "A formal administrative order requiring payment of a monetary surcharge.",
"practicalNote": "Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-inotetuku-20220902",
"officialSourceUrl": "https://www.fsa.go.jp/news/r4/shouken/20220901-1.html",
"officialDocumentUrl": null,
"archiveUrl": "https://kiroku.today/a/bef421819ahdxudb",
"archivedSourceUrl": "https://www.fsa.go.jp/news/r4/shouken/20220901-1.html",
"archiveCapturedAt": "2026-07-12T06:02:32.873557+00:00",
"extractedAt": "2026-04-24T23:28:44.519+00:00",
"translatedAt": "2026-05-01T06:45:59.987+00:00",
"evidenceCheckedAt": "2026-04-24T23:28:44.519+00:00",
"generatedAt": "2026-07-26T09:14:38.473Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.