Possible Surcharge Payment Order against イノテック株式会社

イノテック株式会社 (Financial Instruments and Exchange Act)

Financial Instruments and Exchange ActFinancial Services AgencyPossible entity match2 September 2022

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/api/v1/enforcements?company=%E3%82%A4%E3%83%8E%E3%83%86%E3%83%83%E3%82%AF%E6%A0%AA%E5%BC%8F%E4%BC%9A%E7%A4%BE&limit=10

Open API response API docs

Action summary

Company: イノテック株式会社Japanese original
Original: イノテック株式会社
Entity match: Possible entity match60/100Machine extracted
Company name extracted from the Japanese public disclosure
Governing law: Financial Instruments and Exchange Act
金融商品取引法
Action type: Surcharge Payment Order
課徴金納付命令
Action date: 2 September 2022
Penalty: ¥196M (¥196,250,000)
Issuing authority: Financial Services Agency
金融庁

Violation

Machine-translated summary — verify against original

On December 24, 2019, a decision was made to initiate a trial procedure following a recommendation from the Securities and Exchange Surveillance Commission for a surcharge payment order based on an investigation into insider trading by an executive involved in contract negotiations with Inotech Co., Ltd. The respondent submitted a statement acknowledging the facts listed in Article 178, Paragraph 1, Item 16 of the Financial Instruments and Exchange Act (hereafter

Show original Japanese text

証券取引等監視委員会からの検査結果に基づく課徴金納付命令の勧告

Compliance context

Medium-high

A formal administrative order requiring payment of a monetary surcharge.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original Financial Services Agency announcement (Japanese)Archived source snapshot

Extracted at: 2026-04-24T23:28:44.519+00:00
Evidence checked: 2026-04-24T23:28:44.519+00:00
Archive captured: 2026-04-05T00:31:00.377+00:00

Show audit JSON

{
  "record": {
    "id": "de7207e3-7d41-4a8c-911c-e38a7c9f19e3",
    "url": "https://regbase.jp/en/enforcement/kinshoho-inotetuku-20220902",
    "company_name_original": "イノテック株式会社",
    "company_name_registry": "イノテック株式会社",
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "課徴金納付命令",
      "en": "Surcharge Payment Order"
    },
    "authority": {
      "ja": "金融庁",
      "en": "Financial Services Agency"
    }
  },
  "entity_match": {
    "status": "possible",
    "confidence": 60,
    "method": "extracted_japanese_name",
    "method_label": "Company name extracted from the Japanese public disclosure",
    "notes": null
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Medium-high",
    "actionMeaning": "A formal administrative order requiring payment of a monetary surcharge.",
    "practicalNote": "Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-inotetuku-20220902",
    "officialSourceUrl": "https://www.fsa.go.jp/news/r4/shouken/20220901-1.html",
    "archiveUrl": "https://kiroku.today/view/bef421819al0zq3m",
    "archiveCapturedAt": "2026-04-05T00:31:00.377+00:00",
    "extractedAt": "2026-04-24T23:28:44.519+00:00",
    "translatedAt": "2026-05-01T06:45:59.987+00:00",
    "evidenceCheckedAt": "2026-04-24T23:28:44.519+00:00",
    "generatedAt": "2026-06-10T23:54:16.452Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Language

日本語版を見る (Japanese)

Company info

English name: イノテック株式会社 Japanese original
Japanese name: イノテック株式会社

See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.