Surcharge Payment Order against K.K. Eitimu
Action summary
- Company
- K.K. EitimuRomanizedOriginal: 株式会社エイチーム
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Surcharge Payment Order課徴金納付命令
- Action date
- March 26, 2024
- Penalty
- ¥4.9M (¥4,920,000)
- Issuing authority
- Financial Services Agency金融庁
Violation
Based on the recommendation for a surcharge payment order resulting from an inspection by the Financial Services Agency, a decision was made to initiate a trial procedure. The respondent submitted a statement acknowledging the facts listed in Article 178, Paragraph 1, Item 16 of the Financial Instruments and Exchange Act and the amount of surcharge to be paid. A draft decision to order the payment of the surcharge was submitted.
Show original Japanese text
証券取引等監視委員会からの検査結果に基づく課徴金納付命令の勧告を受け、審判手続開始の決定を行ったところ、被審人から課徴金に係る金融商品取引法第178条第１項第16号に掲げる事実及び納付すべき課徴金の額を認める旨の答弁書の提出があり、課徴金の納付を命ずる決定案が提出された。
Source
Original Financial Services Agency announcement (in Japanese)The original Japanese disclosure is the authoritative record.
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Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.