Enforcement record

Surcharge Payment Order disclosure naming 川田テクノロジーズ株式会社

川田テクノロジーズ株式会社 (Financial Instruments and Exchange Act)

This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.

Financial Instruments and Exchange ActFinancial Services AgencyGovernment disclosure27 July 2022

Action type

Surcharge Payment Order

Law

Financial Instruments and Exchange Act

Authority

Financial Services Agency

Action date

27 July 2022

RegBase evidence report

Japanese public-record enforcement check

Saveable record of the published action, regulator source, source status, and review notes for internal compliance files.

Report ID: RB-EN-ENFORCEMENT-KINSHOHO-CHUAN-TI-202607260918
Generated at: 26 July 2026 at 18:18
Record URL: https://regbase.jp/en/enforcement/kinshoho-chuan-tian-tekunorozizu-20220727

1. Review Summary

Disclosure name	川田テクノロジーズ株式会社	Corporate Number	Not stated in the disclosure
Enforcement record	1 record	Other confirmed records for this company	Outside this report's scope
Action date	27 July 2022	Authority	Financial Services Agency
Law	Financial Instruments and Exchange Act	Action type	Surcharge Payment Order
Source status	Preserved public-source archive recorded

This report summarizes public Japanese government disclosure data held by RegBase. It is not a credit score, sanctions conclusion, legal opinion, or adverse-media determination. Confirm important decisions against the linked official Japanese source.

2. Published Information

Published name	川田テクノロジーズ株式会社

3. Enforcement Record

Target name in disclosure	川田テクノロジーズ株式会社
Authority	Financial Services Agency (金融庁)
Law / action type	Financial Instruments and Exchange Act / Surcharge Payment Order
Action / announcement date	Action: 27 July 2022 / Announcement: 13 March 2026
English summary	The Financial Services Agency's Securities and Exchange Surveillance Commission recommended a payment of surcharge based on inspection results related to market manipulation of Kawada Technologies Inc. On March 30, 2022, a decision was made to initiate adjudication proceedings (Case No. 17 of FY 2021, violation of the Financial Instruments and Exchange Act). The respondent submitted a statement acknowledging the facts and the amount of surcharge payable as specified in Article 178, Paragraph 1, Item 14 of the Financial Instruments and Exchange Act (hereinafter referred to as
Original Japanese text	証券取引等監視委員会からの検査結果に基づく課徴金納付命令の勧告を受け、審判手続開始の決定がなされ、被審人が課徴金に係る事実と金額を認めたこと。
Financial / consumer impact	Penalty: ¥585K (¥585,000) / Affected amount: - / Affected consumers: Not recorded
Official source	https://www.fsa.go.jp/news/r3/shouken/20220526-3.html
Source archive	https://kiroku.today/a/a27c805a1ehdxucd
Extraction / evidence timestamps	Extracted: 25 April 2026 at 08:28 / Evidence checked: 25 April 2026 at 08:28 / Archive captured: 12 July 2026 at 15:02

4. Business Location and Permit Details

No additional structured business-location or permit fields are recorded for this disclosure.

5. Other Confirmed Records for This Company

This report covers the single government disclosure shown on this page.

Reviewer Notes

Reviewer		Team / company
Review purpose
Additional notes

□ Official source URL or archived source was checked.
□ Corporate Number, address, or other identifiers were reviewed to avoid confusing similarly named entities.
□ This document is understood as a public-record evidence file, not a credit decision or legal opinion.

Current page: Enforcement record

This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.

Free report

Save the disclosure record naming 川田テクノロジーズ株式会社

Includes the published name, regulator, governing law, source links, archive status, and reviewer note fields for internal due-diligence files.

Preserved evidence by Kiroku

Review the preserved source for 川田テクノロジーズ株式会社

Open the preserved public source with its capture time, original artifact, available verification data, and downloadable evidence pack.

Open preserved source and evidence pack

For developers: JSON integration details

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/api/v1/enforcements?company=%E5%B7%9D%E7%94%B0%E3%83%86%E3%82%AF%E3%83%8E%E3%83%AD%E3%82%B8%E3%83%BC%E3%82%BA%E6%A0%AA%E5%BC%8F%E4%BC%9A%E7%A4%BE&limit=10

Open JSON Specs

Action summary

Company: 川田テクノロジーズ株式会社Japanese only
Original: 川田テクノロジーズ株式会社
Governing law: Financial Instruments and Exchange Act
金融商品取引法
Action type: Surcharge Payment Order
課徴金納付命令
Action date: 27 July 2022
Penalty: ¥585K (¥585,000)
Issuing authority: Financial Services Agency
金融庁
Industry context: 証券取引

Violation

Machine-translated summary — verify against original

The Financial Services Agency's Securities and Exchange Surveillance Commission recommended a payment of surcharge based on inspection results related to market manipulation of Kawada Technologies Inc. On March 30, 2022, a decision was made to initiate adjudication proceedings (Case No. 17 of FY 2021, violation of the Financial Instruments and Exchange Act). The respondent submitted a statement acknowledging the facts and the amount of surcharge payable as specified in Article 178, Paragraph 1, Item 14 of the Financial Instruments and Exchange Act (hereinafter referred to as

Show original Japanese text

証券取引等監視委員会からの検査結果に基づく課徴金納付命令の勧告を受け、審判手続開始の決定がなされ、被審人が課徴金に係る事実と金額を認めたこと。

Compliance context

Medium-high

A formal administrative order requiring payment of a monetary surcharge.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original Financial Services Agency source (Japanese)Open preserved source and evidence pack

Extracted at: 2026-04-24T23:28:27.014+00:00
Evidence checked: 2026-04-24T23:28:27.014+00:00
Archive captured: 2026-07-12T06:02:26.354286+00:00

Show audit JSON

{
  "record": {
    "id": "5daf3c12-3c29-45fe-bbef-10d10dfec4cb",
    "url": "https://regbase.jp/en/enforcement/kinshoho-chuan-tian-tekunorozizu-20220727",
    "company_name_original": "川田テクノロジーズ株式会社",
    "company_name_registry": null,
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "課徴金納付命令",
      "en": "Surcharge Payment Order"
    },
    "authority": {
      "ja": "金融庁",
      "en": "Financial Services Agency"
    }
  },
  "entity_match": {
    "status": "unresolved",
    "confidence": 85,
    "method": "nta_strict_name_nationally_unique",
    "method_label": "nta_strict_name_nationally_unique",
    "notes": "NTA full-download lookup found a nationally unique exact registered-name candidate (川田テクノロジーズ株式会社). No Corporate Number was present in the disclosure, so this remains a likely match."
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Medium-high",
    "actionMeaning": "A formal administrative order requiring payment of a monetary surcharge.",
    "practicalNote": "Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-chuan-tian-tekunorozizu-20220727",
    "officialSourceUrl": "https://www.fsa.go.jp/news/r3/shouken/20220526-3.html",
    "officialDocumentUrl": null,
    "archiveUrl": "https://kiroku.today/a/a27c805a1ehdxucd",
    "archivedSourceUrl": "https://www.fsa.go.jp/news/r3/shouken/20220526-3.html",
    "archiveCapturedAt": "2026-07-12T06:02:26.354286+00:00",
    "extractedAt": "2026-04-24T23:28:27.014+00:00",
    "translatedAt": "2026-05-01T06:45:48.338+00:00",
    "evidenceCheckedAt": "2026-04-24T23:28:27.014+00:00",
    "generatedAt": "2026-07-26T09:18:04.814Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Language

日本語版を見る (Japanese)

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.