Enforcement record
Surcharge Payment Order disclosure naming 川田テクノロジーズ株式会社
This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.
Action type
Surcharge Payment Order
Law
Financial Instruments and Exchange Act
Authority
Financial Services Agency
Action date
27 July 2022
Current page: Enforcement record
This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.
Source verification
Public-source and preservation status
- Publishing authority
- Financial Services Agency
- Official source URL
- Recorded by RegBase
- Entity match
- Not confirmed; shown under the published name
- Kiroku preservation
- Queued for preservation
- Captured: Jul 12, 2026, 03:02 PM JST
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Action summary
- Company
- 川田テクノロジーズ株式会社Japanese onlyOriginal: 川田テクノロジーズ株式会社
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Surcharge Payment Order課徴金納付命令
- Action date
- 27 July 2022
- Penalty
- ¥585K (¥585,000)
- Issuing authority
- Financial Services Agency金融庁
- Industry context
- 証券取引
Violation
The Financial Services Agency's Securities and Exchange Surveillance Commission recommended a payment of surcharge based on inspection results related to market manipulation of Kawada Technologies Inc. On March 30, 2022, a decision was made to initiate adjudication proceedings (Case No. 17 of FY 2021, violation of the Financial Instruments and Exchange Act). The respondent submitted a statement acknowledging the facts and the amount of surcharge payable as specified in Article 178, Paragraph 1, Item 14 of the Financial Instruments and Exchange Act (hereinafter referred to as
Show original Japanese text
証券取引等監視委員会からの検査結果に基づく課徴金納付命令の勧告を受け、審判手続開始の決定がなされ、被審人が課徴金に係る事実と金額を認めたこと。
Compliance context
Medium-highA formal administrative order requiring payment of a monetary surcharge.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.
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Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.