Surcharge Payment Order against 川田テクノロジーズ株式会社

{
  "record": {
    "id": "5daf3c12-3c29-45fe-bbef-10d10dfec4cb",
    "url": "https://regbase.jp/en/enforcement/kinshoho-chuan-tian-tekunorozizu-20220727",
    "company_name_original": "川田テクノロジーズ株式会社",
    "company_name_registry": "川田テクノロジーズ株式会社",
    "corporate_number": "6230001009490",
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "課徴金納付命令",
      "en": "Surcharge Payment Order"
    },
    "authority": {
      "ja": "金融庁",
      "en": "Financial Services Agency"
    }
  },
  "entity_match": {
    "status": "confirmed",
    "confidence": 95,
    "method": "normalized_name_with_corporate_number",
    "method_label": "Normalized Japanese name matched to a company profile with Corporate Number",
    "notes": "Matched by normalized Japanese company name to an enriched company profile with a Corporate Number."
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Medium-high",
    "actionMeaning": "A formal administrative order requiring payment of a monetary surcharge.",
    "practicalNote": "Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-chuan-tian-tekunorozizu-20220727",
    "officialSourceUrl": "https://www.fsa.go.jp/news/r3/shouken/20220526-3.html",
    "archiveUrl": "https://kiroku.today/view/a27c805a1el0zuqv",
    "archiveCapturedAt": "2026-04-05T00:31:06.397+00:00",
    "extractedAt": "2026-04-24T23:28:27.014+00:00",
    "translatedAt": "2026-05-01T06:45:48.338+00:00",
    "evidenceCheckedAt": "2026-04-24T23:28:27.014+00:00",
    "generatedAt": "2026-05-21T01:23:53.194Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}