{"data":{"companies":[{"id":"4c039ec9-02d3-4c1e-90d1-fad47d9c0d8b","name":"Vantage Prime Trading Limited","name_en":null,"name_en_source":null,"corporate_number":null,"identity_status":"provisional","slug":"vantageprimetradinglimited","url":"https://regbase.jp/company/vantageprimetradinglimited","prefecture":null,"address":null,"industry":"無登録金融商品取引業者（海外）","status":"active","is_listed":false,"enforcement_count":0,"latest_action_date":null,"kanpo_count":0,"latest_kanpo_publication_date":null,"updated_at":"2026-05-14T21:13:23.813233+00:00"}],"enforcements":[{"id":"d0ac34e4-95cc-445d-85ed-2eff1bc46787","company_name":"Vantage Prime Trading Limited","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2025-04-01","announcement_date":"2025-04-01","violation_summary":"インターネットを通じて、店頭デリバティブ取引の媒介を行っていたもの 当該業者が運営するサイトの名称は「Vantage Media」である。 なお、当該業者に対しては、インターネットを通じて、店頭デリバティブ取引の勧誘を行っていたものとして令和6年6月21日付で警告を行っている。","violation_summary_en":"The entity mediated over-the-counter derivative transactions via the internet. The website operated by the entity is named [Vantage Media]. A warning was issued to the entity on June 21, 2024, for soliciting over-the-counter derivative transactions through the internet.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-vantageprimetradinglimited-20250401"},{"id":"8646f32c-7943-453b-9fb7-6190cd90d113","company_name":"Vantage Prime Trading Limited","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2024-06-01","announcement_date":"2024-06-01","violation_summary":"インターネットを通じて、店頭デリバティブ取引の勧誘を行っていたもの 当該業者が提供するサービス名称は「Vantage Trading」であり、令和5年3月29日付で警告を行った「Vantage Global Limited」のサービス名称と類似している。","violation_summary_en":"An entity was soliciting over the internet for over-the-counter derivative transactions. The service name provided by the entity is [Vantage Trading], which is similar to the service name of [Vantage Global Limited], to which a warning was issued on March 29, 2023.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-vantageprimetradinglimited-20240601"}]},"meta":{"query":"Vantage Prime Trading Limited","count":3,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":9,"reset_at":"2026-08-21T11:23:02.765Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":62,"reset_at":"2026-08-22T11:22:02.765Z"}}}