{"data":{"companies":[{"id":"38a91dba-e7b3-4ddc-a16d-fc2f372ac599","name":"GSI Investment Incorporated（GSI INVESTMENT INCORPORATED）","name_en":null,"name_en_source":null,"corporate_number":null,"slug":"gsiinvestmentincorporatedgsiinvestmentincorporated","url":"https://regbase.jp/company/gsiinvestmentincorporatedgsiinvestmentincorporated","prefecture":null,"address":null,"industry":"無登録金融商品取引業者（海外）","status":"active","is_listed":false,"enforcement_count":1,"latest_action_date":"2015-12-01","kanpo_count":0,"latest_kanpo_publication_date":null,"updated_at":"2026-05-14T21:13:24.372029+00:00"}],"enforcements":[{"id":"e2112d62-9760-487f-b294-4653cf9bcda0","company_name":"GSI Investment Incorporated（GSI INVESTMENT INCORPORATED）","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2015-12-01","announcement_date":"2015-12-01","violation_summary":"勧誘資料等を送付したうえで、店頭デリバティブ取引の勧誘を行っていたもの。 代表者等の氏名は「不明」。 Profit Plan Limited（以下「Profit社」という。）から、当該業者の口座開設の勧誘を受け、Profit社に投資判断を一任する旨の「Limited Power of Attorney Form」と題する書面の提出を求められたとの情報が寄せられている。 Profit社は無登録で金融商品取引業等を行っていたとして、同日付で警告を行っている。 当該業者の所在地は、平成25年6月27日付で警告を行った「EIGHT BEST Ltd（FX-BEST）」と同一である。","violation_summary_en":null,"penalty_amount":null,"is_verified":true,"source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-gsiinvestmentincorporatedgsiinvestmentincorporated-20151201"}]},"meta":{"query":"GSI Investment Incorporated（GSI INVESTMENT INCORPORATED）","count":2,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":8,"reset_at":"2026-05-21T12:45:05.940Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":108,"reset_at":"2026-05-22T12:44:05.940Z"}}}