{"data":[{"id":"ddc28768-727b-4825-bcde-9b6f12f57622","company_name":"株式会社バディキャピタル","company_name_en":null,"corporate_number":"6011001137238","authority":"証券取引等監視委員会","law_name":"金融商品取引法","action_type":"勧告","action_date":"2026-04-17","announcement_date":"2026-04-21","violation_summary":"関東財務局長が株式会社バディキャピタル（東京都渋谷区、法人番号6011001137238、代表取締役　鈴木 惠、資本金300万円、常勤役職員38名、投資助言・代理業）を検査した結果、下記のとおり、当該金融商品取引業者に係る問題が認められたので、本日、証券取引等監視委員会は、内閣総理大臣及び金融庁長官に対して、金融庁設置法第20条第１項の規定に基づき、行政処分を行うよう勧告した。","violation_summary_en":"The Kanto Financial Bureau conducted an inspection of Buddy Capital Co., Ltd. (Shibuya-ku, Tokyo, Corporate Number 6011001137238, CEO Kei Suzuki, Capital 3 million yen, 38 full-time employees, Investment Advisory and Agency Business). As a result, issues related to this financial instruments business operator were identified. On this day, the Securities and Exchange Surveillance Commission advised the Prime Minister and the Commissioner of the Financial Services Agency to take administrative action pursuant to Article 20, Paragraph 1 of the Financial Instruments and Exchange Act.","penalty_amount":null,"is_verified":false,"source_url":"https://www.fsa.go.jp/sesc/news/c_2026/2026/20260417-2.html","url":"https://regbase.jp/enforcement/kinshoho-badeikiyapitaru-20260417"},{"id":"01171f7c-67f4-4ec2-a1bc-5feebde00f6c","company_name":"株式会社バディキャピタル","company_name_en":null,"corporate_number":"6011001137238","authority":"証券取引等監視委員会","law_name":"金融商品取引法","action_type":"法令違反行為","action_date":null,"announcement_date":"2026-04-21","violation_summary":"関東財務局長が株式会社バディキャピタル（東京都渋谷区、法人番号6011001137238、代表取締役　鈴木 惠、資本金300万円、常勤役職員38名、投資助言・代理業）を検査した結果、下記のとおり、当該金融商品取引業者に係る問題が認められたので、本日、証券取引等監視委員会は、内閣総理大臣及び金融庁長官に対して、金融庁設置法第20条第１項の規定に基づき、行政処分を行うよう勧告した。","violation_summary_en":"The Kanto Financial Bureau conducted an inspection of Buddy Capital Inc., located in Shibuya, Tokyo, with corporate number 6011001137238, represented by Kei Suzuki, with capital of 3 million yen, 38 full-time employees, engaged in investment advisory and agency services. As a result, issues related to this financial instruments business operator were identified. On this day, the Financial Services Agency's Securities and Exchange Surveillance Commission advised the Prime Minister and the Commissioner of the Financial Services Agency to take administrative action pursuant to Article 20, Paragraph 1 of the FSA Establishment Act.","penalty_amount":null,"is_verified":false,"source_url":"https://www.fsa.go.jp/sesc/news/c_2026/2026/20260417-2.html","url":"https://regbase.jp/enforcement/kinshoho-badeikiyapitaru-unknown"}],"meta":{"query":null,"corporate_number":"6011001137238","law":null,"authority":null,"action_type":null,"count":2,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":9,"reset_at":"2026-06-05T12:37:09.982Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":297,"reset_at":"2026-06-06T12:36:09.982Z"}}}