{"data":[{"id":"d2dc5e25-1faf-400e-8859-6ae1455741e1","company_name":"三菱ＵＦＪモルガン・スタンレー証券株式会社","company_name_en":null,"corporate_number":"4010001129098","authority":"証券取引等監視委員会","law_name":"金融商品取引法","action_type":"勧告","action_date":"2024-06-14","announcement_date":"2026-03-12","violation_summary":"証券取引等監視委員会は、当該金融商品取引業者に係る問題が認められたので、行政処分を行うよう勧告した。","violation_summary_en":"The Securities and Exchange Surveillance Commission recommended administrative sanctions after identifying issues related to the financial instruments business operator.","penalty_amount":null,"is_verified":false,"source_url":"https://www.fsa.go.jp/sesc/news/c_2024/2024/20240614-3.html","url":"https://regbase.jp/enforcement/kinshoho-san-ling-ufjmorugansutanrezheng-quan-20240614"}],"meta":{"query":null,"corporate_number":"4010001129098","law":null,"authority":null,"action_type":null,"count":1,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":5,"reset_at":"2026-05-20T23:09:58.529Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":133,"reset_at":"2026-05-21T23:08:58.529Z"}}}