{"data":[{"id":"ce545866-2b8a-4c21-b231-0a9c19a1d970","company_name":"モルガン・スタンレーＭＵＦＧ証券株式会社","company_name_en":"Morgan Stanley MUFG Securities Co., Ltd.","corporate_number":"2011001046046","authority":"証券取引等監視委員会","law_name":"金融商品取引法","action_type":"勧告","action_date":"2024-06-14","announcement_date":"2026-03-12","violation_summary":"証券取引等監視委員会は、当該金融商品取引業者に係る問題が認められたので、行政処分を行うよう勧告した。","violation_summary_en":"The Securities and Exchange Surveillance Commission recommended administrative sanctions against the relevant financial instruments business operator due to identified issues.","penalty_amount":null,"is_verified":false,"source_url":"https://www.fsa.go.jp/sesc/news/c_2024/2024/20240614-4.html","url":"https://regbase.jp/enforcement/kinshoho-morugansutanremufgzheng-quan-20240614"}],"meta":{"query":null,"corporate_number":"2011001046046","law":null,"authority":null,"action_type":null,"count":1,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":9,"reset_at":"2026-05-21T21:56:56.437Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":285,"reset_at":"2026-05-22T21:55:56.437Z"}}}